DNA Barcoding Evidence of the Tropical Invasive Lineage of Sinanodonta woodiana in Costa Rica
William G. Bauer1, Donald T. Stewart1*, Rebeca Quesada Céspedes2, Sidey Arias Valverde2, and Russell H. Easy1
1Department of Biology, Acadia University, Wolfville, NS, Canada B4P 2R6.
2Estación de Biología Marina, Escuela de Ciencias Biológicas, Universidad Nacional de Costa Rica, Punta Arenas, Costa Rica 60101.
Abstract
Chinese Pond Mussels (Sinanodonta) are invasive freshwater mussels (Bivalvia: Unionida) that are now widely distributed in non-native parts of Asia, Europe and, to a lesser extent, the Americas. In the present study, Chinese Pond Mussels were identified in a cox1 DNA barcoding survey of mussels from an aquaculture facility in Guanacaste Province, Costa Rica. These sequences are identical or nearly identical to those of the so-called “tropical invasive lineage” of Sinanodonta woodiana (Lea), probably introduced on aquaculture fish from a hatchery in Taiwan. Identification of the source of these mussels has implications for understanding their ecological adaptations and natural history. To our knowledge there are no assessments of the ecological impacts of Chinese Pond Mussels in Mesoamerica.
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No. 5 Neotropical Naturalist 2021
DNA Barcoding Evidence of
the Tropical Invasive Lineage
of Sinanodonta woodiana
in Costa Rica
William G. Bauer, Donald T. Stewart, Rebeca
Quesada Céspedes, Sidey Arias Valverde,
and Russell H. Easy
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Cover Photograph: Chinese Pond Mussel (Sinanodonta woodiana), from the aquaculture facility of the Universidad
Técnica Nacional de Costa Rica, near Cañas, Guanacaste, Costa Rica. Photograph © Oscar Pacheco Prieto.
Neotropical Naturalist
W.G. Bauer, D.T. Stewart, R. Quesada Céspedes, S. Arias Valverde, and R.H. Easy
2021 No. 5
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2021 NEOTROPICAL NATURALIST 5:1–8
DNA Barcoding Evidence of the Tropical Invasive Lineage of
Sinanodonta woodiana in Costa Rica
William G. Bauer1, Donald T. Stewart1,*, Rebeca Quesada Céspedes2,
Sidey Arias Valverde2, and Russell H. Easy1
Abstract - Chinese Pond Mussels (Sinanodonta) are invasive freshwater mussels (Bivalvia: Unionida) that
are now widely distributed in non-native parts of Asia, Europe and, to a lesser extent, the Americas. In the
present study, Chinese Pond Mussels were identified in a cox1 DNA barcoding survey of mussels from an
aquaculture facility in Guanacaste Province, Costa Rica. These sequences are identical or nearly identical to
those of the so-called “tropical invasive lineage” of Sinanodonta woodiana (Lea), probably introduced on
aquaculture fish from a hatchery in Taiwan. Identification of the source of these mussels has implications for
understanding their ecological adaptations and natural history. To our knowledge there are no assessments of
the ecological impacts of Chinese Pond Mussels in Mesoamerica.
Introduction
Several species of freshwater bivalves can be considered invasive, including some members
of the order Unionida (Sousa et al. 2014). For some, including members of the Sinanodonta
woodiana (Lea) (Chinese Pond Mussel) complex, invasions are often achieved through the
parasitic glochidia larval stage. Chinese Pond Mussels are native to the Amur and Yangtze
Rivers of China, and Eastern Russia (Kondakov et al. 2018, Soroka 2005, Sousa et al. 2014,
Zieritz et al. 2018). Other native regions may include parts of Cambodia, Thailand, Malaysia,
and Taiwan, although these claims have been disputed by some (Raley et al. 2011). Addressing
taxonomic controversies regarding the Sinanodonta woodiana complex is beyond the scope of
this paper and will require more expansive sampling of members of the genus throughout eastern
Asia. Consequently, we use the term “Chinese Pond Mussel” to refer to any member of the S.
woodiana complex. While it is possible members of this broader complex were introduced to
Romania in 1959, the earliest documented record of Chinese Pond Mussels in non-native habitats
is from Hungary in 1963 (Watters 1997). These mussels have been described as originating from
the Temperate invasive lineage of the Chinese Pond Mussel complex (Kondakov et al. 2018),
as opposed to the Tropical invasive lineage (see below). The Temperate invasive lineage now
possesses an expansive range throughout Europe and are in non-native regions in Asia (Raley et
al. 2011, Sárkány-Kiss et al. 2000). Similar trends of invasive dispersal of Sinanodonta mussels
are being documented in Mesoamerica (e.g., Watters 1997), but these are understudied compared
to the European invasion (e.g., Kondakov et al. 2018).
Sinanodonta species have been described as “hyper-successful” invaders (Sousa et al.
2014) and tend to outcompete native mussel species (Reichard et al. 2012. This is due to: (1)
ability to survive in a broad range of freshwater conditions (Donrovich et al. 2017), (2) resilient
glochidia that are host generalists (i.e., parasitize gills of most fish; Watters 1997), (3) relatively
high growth and reproductive rates (Huber and Geist 2019), and (4) resistance to pollution
and hypoxia (Sárkány-Kiss et al. 2000). When parasitized fish are introduced into non-native
bodies of water, the parasitic mussels infesting them will also be introduced (Watters 1997).
1Department of Biology, Acadia University, Wolfville, NS, Canada B4P 2R6. 2Estación de Biología Marina, Escuela de
Ciencias Biológicas, Universidad Nacional de Costa Rica, Punta Arenas, Costa Rica 60101. *Corresponding author.
Manuscript Editor: Matthew Halley
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2021 No. 5
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In addition to continuing to parasitize aquaculture species, glochidia can parasitize native fish
(Donrovich et al. 2017), which subsequently distribute mussels across connected waterways.
Studies in Europe have shown that once invasive populations are established, they can negatively
affect the ecosystem by outcompeting native species for food or space, and changing
the biotic composition and abiotic properties (e.g., Donrovich et al. 2017, Douda and Čadková
2018, Lopes-Lima et al. 2018, Reichard et al. 2015). These effects may be at play in Costa
Rica, however, the impacts of Chinese Pond Mussels on Mesoamerican freshwater ecosystems
have not yet been studied.
Keferl (1995) provided the first record of Chinese Pond Mussels’ presence in Costa Rica (and
Dominican Republic). Shortly after, Watters (1997) hypothesized that the introduction occurred
when parasitized blue and Nile tilapias, Oreochromis aureus (Steindachner) and Oreochromis
niloticus (Linnaeus), respectively, reared in Taiwan hatcheries, were imported to aquaculture
facilities in Guanacaste Province. The account by Watters (1997) is supported by government
documents recounting the introduction of tilapia into Mesoamerica through cooperation with the
Agricultural Technical Mission of the Republic of China, Taiwan Province, in the 1960s (http://
www.fao.org/fishery/countrysector/naso_costarica/en). This is similar to the hypothesized origin
of European invasions of Chinese Pond Mussels S. gibba (Kondakov et al. 2018), in which
parasitized carps from Yangtze River basin hatcheries were imported into aquaculture facilities
in Hungary, Poland, etc. (Raley et al. 2011).
Bolotov et al. (2016), Vikhrev et al. (2017), and Kondakov et al. (2018) sequenced Chinese
Pond Mussel samples (including various members of the broader species complex) and determined
that those invading non-native parts of Asia (e.g., the island of Flores) were descended
from the Malaysian Tropical invasive lineage of the Chinese Pond Mussel complex, possibly
on fish coming from Taiwan hatcheries. Prior to the present study, knowledge of whether the
Mesoamerican invaders are from the Tropical invasive lineage has yet to be confirmed. By sequencing
the mitochondrially encoded cytochrome c oxidase subunit I (cox1) gene in a sample
of Chinese Pond Mussels collected in Costa Rica, and comparing with those from Kondakov
et al. (2018) in a phylogenetic context, we provide evidence that the Mesoamerican invaders
are from this Tropical invasive lineage, consistent with Watters’ hypothesis of a Taiwanese
origin (Watters 1997).
Materials and Methods
Sample collection
On January 31st 2019, researchers from the Department of Biology at Acadia University, NS,
Canda, and Estación de Biología Marina, Escuela de Ciencias Biológicas, Universidad Nacional
de Costa Rica sampled six unionids that exhibited a consistent morphology (Fig. 1) in an aquaculture
facility of the Universidad Técnica Nacional de Costa Rica, at 10°20ʹ8ʺ N, 85°9ʹ19ʺ W
near Cañas, Guanacaste, Costa Rica. This was the same location reported in Cruz and Quesada
(2017). Samples were transported to the Estación de Biología Marina in Puntarenas, Costa Rica
for dissection, and labelled CR1 through CR6. Approximately 2 g of visceral mass tissue was
dissected from each individual, immersed into 100% ethanol in 1.2 ml collection tubes, and
stored in a 4 ºC refrigerator until they were shipped to Acadia University for further processing.
DNA extraction
DNA extraction was performed according to the January 2011 Quick-Start Protocol of the
QIAGEN DNEasy® Blood & Tissue Kit. DNA concentrations were quantified using a BioDrop
DUO+ Micro-volume spectrophotometer.
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Figure 1. Digital photos showing internal and external perspectives of Sinanodonta woodiana collected in January
2019 at our study site in Guanacaste, Costa Rica. Photos are used with permission of Oscar Pacheco Prieto.
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Polymerase chain reaction (PCR) protocol
We amplified DNA fragments in a 50 μL PCR reaction consisting of 25 μL 2X Bio-Rad Master
Mix (0.075 units per μl Taq DNA polymerase, reaction buffer, 4 mM MgCl2, 0.4 mM of each dNTP),
2 μL of extracted DNA (~25 μg/mL), and 2.5 μL each of 10 μM forward and reverse primers (18
μL of ddH2O for blank). We used universal cox1 primers (HCO2198, LCO1490) designed for use
in invertebrates (Folmer et al. 1994). Primer solutions (10 μM) were prepared from 100 μM stock
solutions stored in a -80 °C freezer. The PCR protocol included an initial denaturing step at 96 °C
for 10 min; followed by 40 cycles of 95 °C denaturation for 30 sec, 40 °C annealing for 60 sec,
and 72 °C elongation for 60 sec; finishing with an extended 72 °C elongation for 7 min (variation
of Breton et al. 2011).
Phylogenetic methods
Amplicons were sequenced at the McGill University and Génome Québec Innovation Centre.
Chromatogram sequence data were analyzed and edited with MEGA 7.0.26 software (Kumar et
al. 2016) to remove primer sequences and manually correct ambiguous nucleotide entries (N, etc.)
where possible. After editing, each sequence was converted to FASTA format and aligned using
the MUSCLE algorithm in MEGA 7.0.26. A BLASTn search was conducted using the standard
database “nucleotide collection”, entering “Bivalvia (taxid:6544)” as the organism, and optimizing for
highly similar sequences. The cox1 sequences for samples CR1 to CR3 were submitted to GenBank
(www.ncbi.nlm.nih.gov/genbank/) and assigned accession numbers MT484285–MT484287. We
downloaded a subset of sequences representing the major clades in the phylogenetic tree published
in Kondakov et al. (2018), including members of both the Tropical and Temperate invasive lineages,
and used MEGA 7.0.26 to align them with the CR1–CR3 sequences. Using the model test option in
MEGA7.0.26, it was determined the Hasegawa-Kishino-Yano model with evolutionary invariable
sites (HKY+I) was the best fit. The Kondakov et al. (2018) phylogenetic tree was reconstructed to
include samples CR1 through CR3, using Maximum-Likelihood with HKY+I distances and 1000
bootstrap iterations (Fig. 2).
Results
BLASTing of cox1 sequences for CR1 through CR3 revealed 99.85% to 100% identity (ID)
and 100% query coverage to the female-transmitted mitochondrial DNA of the Tropical invasive
lineage (Table 1; Kondakov et al. 2018). CR1 and CR3 were an identical match (100% ID) and
CR2 was nearly identical (99.85% ID). In contrast, CR1/CR3 had a 94.67% ID, and CR2 a 94.52%
ID, when compared to a sample from the Temperate invasive lineage associated with the Yangtze
River basin (Table 1; Kondakov et al. 2018).
Table 1. GenBank accession numbers of edited Sinanodonta woodiana cox1 sequences collected at our study
site in Guanacaste, Costa Rica in January 2019. Sequences were compared (all E-values were 0.0) with those
attributed to two separate invasive lineages of the Sinanodonta species complex: KU891641 and MF497809
are accession numbers of reference sequences for the Tropical and Temperate invasive lineages, respectively
(see Table 1 in Kondakov et al. 2018).
Sample ID Cox1 Barcoding Accession No. KU891641 MF497809
% ID Query Cover % ID Query Cover
CR1 MT484285 100 100% 94.67 99%
CR2 MT484286 99.85 100% 94.52 99%
CR3 MT484287 100 100% 94.67 99%
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The phylogenetic tree (Fig. 2) shows similar topology to that of Kondakov et al. (2018), Bolotov
et al. (2016), and Vikhrev et al. (2017). Samples CR1 through CR3 are not divergent from DNA
sequence KU891641 that is attributed to the Tropical invasive lineage (Sinanodonta woodiana;
Fig. 2). In contrast, samples from the Temperate invasive lineage are 5.8% divergent (uncorrected
p-distance) from samples CR1 through CR3 (Fig. 2).
Discussion
Herein, we provide molecular evidence consistent with the hypothesis of Watters (1997) that
invasive Chinese Pond Mussels in Costa Rica descended from a strain of the Tropical invasive lineage
of this complex of mussels, that probably originated from Tilapia fish imported from hatcheries
in Taiwan. This appears to be the first analysis of invasive Chinese Pond Mussels in Mesoamerica
since Watters (1997). The majority of articles on invasive Chinese Pond Mussels have focused
on the impact of the species in Europe (which are derived from the Temperate invasive lineage,
which may be a distinct species, S. gibba [Kondakov et al. 2018]) and non-native locales in Asia
and Wallacea (which are derived from the Tropical invasive lineage of S. woodiana; Bolotov et
al. 2016). Clearly there is a need for further research on the impacts of Chinese Pond Mussels on
native freshwater mussel biodiversity and ecosystems generally in Costa Rica and surrounding
regions of Mesoamerica.
Aquaculture facilities, such as the collection site for the present study, rear both non-native
and native commercial fish for food markets and recreational angling, and are paramount to the
tourism economy of Costa Rica (Peña and Chacón 2019). Glochidial infections are negatively
impacting the health and economic value of fish being reared in these facilities (R. Quesada
Céspedes and S. Arias Valverde, Estación de Biología Marina, Universidad Nacional de Costa
Rica, Puntarenas, Costa Rica, pers. comm.; W. Vargas Carballo, Universidad Técnica Nacional,
Cañas, Costa Rica. pers. comm, 2019). Plans to characterize and evaluate stress markers associated
with glochidial infections of native and non-native fish using proteomic techniques, such as LCMS
to identify proteins of interest, have been delayed by travel restrictions associated with the
COVID-19 pandemic of 2020.
As of May 2020, no concerted effort had been made to remove Chinese Pond Mussels from the
collection site. Indeed, eradication of established invasive bivalve populations is extremely difficult
(Sousa et al. 2014) and eradication methods (e.g., biocides) could have negative secondary effects on
the ecosystem. Eradication may only be possible through extreme measures. For example, the New
Jersey Conservation Foundation, upon detecting the presence of Chinese Pond Mussels, lowered
water levels in affected fishponds and used rotenone to kill a broad array of animals, including
invertebrates and many vertebrates, such as fish (Raley et al. 2011). To our knowledge, apart from
this extreme measure, no protocols for removing Chinese Pond Mussels have been published.
The ecological consequences of the presence of Sinanodonta woodiana in Costa Rica could
be considerable. Invasive Chinese Pond Mussels can outcompete native mussels by dominating
in biomass and abundance (Dodd et al. 2005, Sárkány-Kiss et al. 2000). Their infective glochidia
may prime fish immune systems before the glochidia of native species can attach (Donrovich
et al. 2017) and glochidia from introduced freshwater mussel species can also induce a shared
immunological resistance that prevents successful encysting of native glochidia (Donrovich et
al. 2017). Chinese Pond Mussels may negatively affect the ecosystem by altering composition
and concentration of particulate matter, microorganisms, heavy metals, etc. (Nichols and Garling
2000), by reducing reproduction of parasitized fish (Reichard et al. 2015), by delaying filtration
of abiotic seston (Douda and Čadková 2018), and by decreasing population densities of bivalves
within aquatic floor substrate (Sárkány-Kiss et al. 2000).
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Figure 2. Phylogenetic reconstruction of major Sinanodonta lineages originally described by Kondakov et al. (2018) with cox1 sequences from Sinanodonta woodiana
individuals collected at our study site in Guanacaste, Costa Rica, in January 2019 (CR1–CR3 consensus). Bootstrap support values are placed to the upper left of
nodes of interest.
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Although Chinese Pond Mussels may be abundant at times, their presence is often not identified
until control measures are needed (Sousa et al. 2014). Ecosystems with opportunities to fill a
niche due to low species richness are at most risk of an invasion (Sousa et al. 2014). Mesoamerica
contains a diverse array of unionids; however, most recent estimates are from surveys conducted
from a single, relatively small area within an entire region (Pfeiffer et al. 2019a). Conversely,
freshwater mussels may exhibit phenotypic plasticity depending on their local environment, so
there is great potential for taxonomic classifications to overestimate or underestimate numbers of
species (Sárkány-Kiss et al. 2000). Although our understanding of freshwater mussel systematics
has improved in recent years (e.g., Pfeiffer et al. 2018; Pfeiffer et al. 2019a, b; Inoue et al. 2020),
Mesoamerican mussel ecology has not received as much attention and remains largely unknown.
Our study indicates that a better understanding of the role of invasive/non-native species is needed
to improve management of the freshwater resources of Mesoamerica.
Acknowelgements
The authors would like to thank the National Sciences and Engineering Research Council (NSERC) of
Canada for funding, William Vargas Carballo and the aquaculture staff of the Universidad Técnica Nacional
de Costa Rica for assistance in sample collection, Oscar Pacheco Prieto for assistance with the photographs,
and the McGill University and Génome Québec Innovation Centre for DNA sequencing. DTS would like
to thank Kim Soltis Hammer and Matt Hammer for kindly providing accommodations while in Costa Rica.
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