Establishing Alpine Research Priorities in Northeastern
North America
Robert S. Capers, Kenneth D. Kimball, Kent P. McFarland, Michael T. Jones, Andrea H. Lloyd, Jeffrey S. Munroe, Guillaume Fortin, Christopher Mattrick, Julia Goren, Daniel D. Sperduto, and Richard Paradis
Northeastern Naturalist, Volume 20, Issue 4 (2013): 559–577
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2013 NORTHEASTERN NATURALIST 20(4):559–577
Establishing Alpine Research Priorities in Northeastern
North America
Robert S. Capers1,*, Kenneth D. Kimball2, Kent P. McFarland3,
Michael T. Jones4, 5, Andrea H. Lloyd6, Jeffrey S. Munroe7, Guillaume Fortin8,
Christopher Mattrick9, Julia Goren10, Daniel D. Sperduto11, and Richard Paradis12
Abstract - Research in alpine areas of northeastern North America has been poorly
coordinated, with minimal communication among researchers, and it has rarely been multidisciplinary.
A workshop was organized to review the state of alpine research in northeastern
North America, to facilitate cooperation, and to encourage discussion about research
priorities for the region’s alpine habitat, which occurs in four US states and the southern
part of Québec, Canada. More than 40 researchers with diverse expertise participated in the
discussions, including lichenologists, botanists, herpetologists, ornithologists, ecosystem
scientists, climatologists, conservation biologists, land managers, and others. Research priorities
were developed through post-workshop discussions and an online survey, and they
are presented here, along with a summary of the process used to organize the workshop.
In addition to specific research questions, strong support was expressed for creation of a
network of long-term alpine monitoring sites where a standardized protocol would be used
to collect data on biotic and abiotic parameters. Researchers also strongly endorsed the
creation of an organization to continue the exchange of information.
Introduction
Alpine ecosystems in northeastern North America occur on more than 60
mountains south of the St. Lawrence River, scattered across four US states and
southern Québec (DiNunzio 1972, May and Davis 1977, Sperduto and Kimball
2011). Found above treeline, these regions are dominated by lichens, mosses,
and perennial, long-lived graminoids, forbs, and dwarf shrubs that can survive
short growing seasons, severe winter temperatures, extreme annual climatic
variability, and mechanical degradation from wind, blowing snow, and icing.
Alpine communities in northeastern North America occur at lower elevations
(from ≈1000 m to less than 2000 m) than similar communities in other regions at the
same latitudes. With the exception of large areas of contiguous alpine habitat
1Department of Ecology and Evolutionary Biology, University of Connecticut, Storrs, CT
06269-3043. 2Appalachian Mountain Club, Research Department, PO Box 298, Gorham,
NH 03581. 3Vermont Center for Ecostudies, Norwich, VT 05055. 4Department of Environmental
Conservation, University of Massachusetts, Amherst, MA 01003. 5Beyond Ktaadn,
90 Whitaker Road, New Salem, MA 01355. 6Department of Biology, Middlebury College,
Middlebury, VT 05753. 7Department of Geology, Middlebury College, Middlebury, VT
05753. 8History and Geography Department, Université de Moncton, Moncton, NB. 9White
Mountain National Forest, Campton, NH. 10Adirondack Mountain Club, PO Box 867, Lake
Placid, NY 12946. 11Sperduto Ecological Services, Canterbury, NH 03224. 12The Environmental
Program, University of Vermont, Burlington, VT 05401. *Corresponding author -
robert.capers@uconn.edu.
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on the Presidential Range in New Hampshire, Mount Katahdin in Maine, and the
Chic-Choc Mountains on the Gaspé Peninsula of Québec, alpine communities
in the region occur as discrete, isolated assemblages (Fig. 1). Although the total
area of alpine habitat in the region depends in part on how the biome is defined
(nomenclature for this regional biome type varies in the literature from tundra
to arctic-alpine to alpine, although here we refer to it as alpine) a reasonable
approximation is ≈80 km2 (Carlson et al. 2011, Kimball and Weihrauch 2000;
G. Fortin, unpubl.data See Supplemental File 1, available online at http://www.
eaglehill.us/NENAonline/suppl-files/n20-4-N1158-Capers-s1, and, for BioOne
subscribers, at http://dx.doi.org/10.1656/N1158.s1). These islands of habitat
contribute unique elements to the region’s biodiversity. Several plant and invertebrate
species are endemic to the region (Fig. 2; Bliss 1963, Sperduto and
Cogbill 1999, Sperduto and Kimball 2011), and the alpine habitat represents the
southern range limit of a number of arctic plants (Fernald 1950, Jones and Willey
2012a, Zika 1992). Furthermore, alpine areas are important to the region’s
tourism industry (Royer et al. 1974, Scott et al. 2008).
Alpine and subalpine communities are among the most vulnerable to climatic
change (Lenoir et al. 2008, Pauli et al. 1996, Rodenhouse et al. 2008, Walker et al.
2001, Wilson and Nilsson 2009). High-elevation and high-latitude areas have been
subject to the greatest warming globally (Parry et al. 2007), and climate change has
already produced observable changes in alpine plant community composition and
species distributions at some sites (Lenoir et al. 2010, Parry et al. 2007, Pauli et al.
1996, 2012, Root et al. 2003, Walther et al. 2002). However, mountain ecosystems
exhibit considerable horizontal and vertical variability in response to warming
trends (Diaz and Bradley 1997, Weber et al. 1997). Alpine ecosystems also are
threatened by changes in the timing and type of precipitation, increasing nitrogen
deposition (Wolfe et al. 2003, Wookey et al. 2009), acidic pollution (Weathers et
al. 1988), and long-distance transport of ozone (Fischer et al. 2004). An improved
understanding of the resistance and resiliency of northeastern alpine ecosystems to
ongoing changes in environmental stressors is needed.
Alpine and subalpine habitat in the northeastern United States (34 km2) is mostly
located within the White Mountains of New Hampshire, the Adirondack Mountains
of New York, the Katahdin and Longfellow Mountains of Maine, and the Green
Mountains of Vermont (Fig. 1). An additional 46 km2 of alpine (>1000 m asl) and
175 km2 of subalpine (>900 m and less than 1000 m asl) habitats occur on the Gaspé Peninsula
of Québec (G. Fortin, unpubl. data). For the purposes of our discussion, we
excluded areas north of the St. Lawrence River, where alpine tundra occurs at lower
elevation and grades imperceptibly into arctic tundra, especially in coastal areas
(Jones and Willey 2012a). The area on which we focus is entirely within the Greater
Northern Appalachian Bioregion (Hamilton and Trombulak 2010).
Most mountains in New England and southern Québec are composed of granite
and granitoid rock, mica schists, gneiss, and quartzite of Devonian age (Bliss 1963).
Some clusters of alpine summits, including the Katahdin massif in northern Maine
(Fig. 2), are underlain by intrusive igneous rocks (Osberg et al. 1985). All of these
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features are considered part of the Appalachian Mountain system. The Adirondacks
High Peaks region, in contrast, is a southeastward extension of the Canadian
Shield. These mountains are composed of Precambrian anorthosite and were created
by domal uplift (McLelland et al. 2004). The long-term geomorphic history of
these mountains is unclear, but recently published evidence suggests that unroofing
and the development of kilometer-scale relief had begun by the late Mesozoic
(Roden-Tice and Tice 2005, Roden-Tice et al. 2012). During the Quaternary, the
form of northeastern mountains was greatly impacted by continental- and alpinestyle
glaciation (Davis 1999, Eusden et al. 2013).
The climate in the region is classified as Dfb (cool-summer, humid continental
type) in the Koppen-Geiger system (Ward et al. 1938), but summits are classified
as ET (tundra climate; Reiners and Lang, 1979). Summertime weather is cloudy,
wet, and windy (Babrauckas and Schmidlin 1997, Bliss 1966). For the period from
1935–2006, the temperature on the summit of Mount Washington, the highest peak
in the region (1917 m), ranged from (mean ± SE) -14.0 ± 1.6 ºC in the winter to 8.3
± 0.8 ºC in the summer, while temperatures in Pinkham Notch (the valley to the east
of the mountain at 619 m) ranged from -8.3 ± 1.5 ºC in the winter to 16.2 ± 0.7 ºC
in the summer (Seidel et al. 2009).
In New Hampshire, alpine plant communities derived from lower-elevation
tundra in the early post-glacial period were confined by forests to higher mountain
elevations by about 12,000 years before present (YBP). Treeline may have
extended in elevation during regional warming from 10,000 to 5000 YBP and then
Figure 1. The thematic map shows the areas in northeastern North America where alpine
habitat is found. The black-filled areas do not represent continuous alpine habitat but show
the areas in which peaks with alpine communities on their summits occur and represent
multiple peaks in most cases.
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stabilized near current conditions, with alpine indicators increasing with cooler
and wetter conditions during the past 3000 years. These post-glacial climatic oscillations
likely increased the attrition of arctic-origin species isolated from their
parent populations (Spear 1989). Much of the montane forest throughout the region
was logged during the 19th and early 20th centuries, but disturbance in the alpine
zone has been minimal (Carlson et al. 2011, Kimball and Weihrauch 2000). Domestic
animals were grazed unsuccessfully on several alpine areas in the region,
although not in the past 50 years, and the impacts of this practice are considered
negligible (Waterman and Waterman 1989). Moose re-occupied the region in the
past half-century, and they browse alpine plants occasionally, but they are thought
to cause little damage. Rangifer tarandus caribou Gmelin (Woodland Caribou)
historically occurred through northeastern North America and can influence alpine
plant communities, but in this region they now occur only in the Gaspésie (Fig. 2;
Jones and Willey 2012b,). Fire is not believed to be a major factor in the creation
Figure 2. Although alpine habitat occurs as small, isolated patches on many mountains in
northeastern North America, most of the total alpine area is confined to a few mountain
ranges (Jones and Willey 2012a). These include the Chic-Choc Mountains of Québec,
which support Woodland Caribou (upper left), Mount Katahdin in Maine (lower right), and
the Presidential Range of New Hampshire, where endemic taxa such as Boloria chariclea
montinus (Scudder) (White Mountains Fritillary) (upper right) and Potentilla robbinsiana
(Robbins’ Cinquefoil) (lower left) are found. Photographs © Michael T. Jones and (upper
right) Kent P. McFarland.
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or persistence of true alpine areas in the region, though fire maintains alpine-like
open areas on some low-elevation rocky ridges (Sperduto and Kimball 2011). Most
alpine summits in the region also have hiking trails, and trampling by hikers can
impact plant communities (Ketchledge et al. 1985). However, since the 1970s,
management techniques such as treadpath definition with low rock scree walls has
limited damage mostly to a 1–2 m-wide area, and natural re-vegetation can occur
within decades or less (Doucette and Kimball 1990).
Numerous theories have been advanced to explain the northeastern North American
treeline (reviewed in Richardson and Friedland 2009). The northern latitude
treeline corresponds with the 6.7 ºC isotherm for mean growing-season temperature
or a mean temperature of 10 ºC for the warmest month (Jones and Willey 2012a,
Nagy and Grabherr 2009, Richardson and Friedland 2009). Problematic aspects of
the hypothesis that temperature is the dominant factor explaining treeline in the
region are that the mean growing-season and July temperatures for the summit of
Mount Washington are 8.3 ºC (Seidel et al. 2009) and 9.5 ºC (Mount Washington
Observatory 2013), respectively, and Abies balsamea L. (Balsam Fir) grows in
protected areas near the summit at 1846 m (D. Weihrauch, Appalachian Mountain
Club, Pinkahm Notch, NH, unpubl, data). The alpine treeline ecotone boundary occurs
at ≈1480 m in the Adirondack Mountains, ≈1490 m in the White Mountains,
≈1280 m on Mount Katahdin and ≈1160 m on the Chic-Choc Mountains of the
Gaspé peninsula, declining 83 m for each 1 degree increase in latitude (Cogbill and
White 1991), and there is considerable variation in the treeline on each of these
massifs, i.e., ranging by 573 m and 661 m in the Presidential range and on Katahdin,
respectively (Kimball and Weihrauch 2000), and by 293 m on the Chic-Chocs.
Northeastern North American mountains are some of the cloudiest in the world due
to orographic effects and their proximity to oceanic moisture. They experience frequent
air mass changes that give rise to winds that accelerate as they pass over the
mountains, and these factors cause winter cloud-ice accretion to increase exponentially
above 800 m asl (Ryerson 1990). Exposure and conditions for ice accretion
from clouds and mechanical damage are greatest on ridges and least in protected
gulfs, corresponding with treeline variability in the Presidential and Katahdin ranges
(Kimball and Weihrauch 2000). These factors provide possible explanations for
both the region’s relatively low elevation alpine ecosystems and survival of alpine
ecosystems during the warmer Hypsithermal period. How changes in temperature
and precipitation may impact the magnitude, elevation, and frequency of mountain
icing events is not understood.
Alpine areas in northeastern North America attracted botanists and entomologists
during the 19th and early 20th centuries (Alexander 1940, Bailey 1837,
Bliss 1963, Bowditch 1896, Fernald 1901, Scudder 1863, Thoreau 1864), and
bird species that nest or forage in the alpine zone have received some attention
from conservation agencies in recent years (Goulet and Fuller 2005, Verbeek
and Hendricks 1994). However, few studies or inventories have been done on
other organisms. A number of students have conducted research in alpine areas,
but these efforts have been largely ad hoc, and most of their results remain
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unpublished. A number of organizations (Appalachian Mountain Club, the Adirondack
chapter of The Nature Conservancy, the Adirondack Mountain Club,
the Green Mountain Club, Beyond Ktaadn) and governmental agencies (the US
Forest Service, Parcs Québec, and state environmental protection offices) have an
interest in alpine conservation and research, but no organization exists to plan or
coordinate the necessary research, and no vehicle exists for discussion of what research
questions need to be addressed most urgently for conservation action. Even
among relatively well-studied taxa, basic survey work provides evidence that
much remains to be learned. For instance, a survey of alpine lichens in the Gaspé
Peninsula of Québec (Sirois et al. 1988) yielded 11 species never before recorded
in North America, and a more recent survey on Katahdin (Miller 2009) added 13
lichen species new to North America, and at least three that were new to science.
Because of concerns about the effects that changes in environmental conditions
could have on alpine communities in northeastern North America, we organized
a workshop in 2011 to discuss these issues and improve communication among
researchers studying these effects. The principal goals of the workshop were to
1) improve understanding of the threats facing the region’s limited alpine habitat,
2) exchange information on recent and ongoing research, and 3) identify neglected
alpine research questions. More than 50 scientists, including lichenologists, botanists,
herpetologists, ornithologists, ecosystem scientists, climatologists, conservation
biologists, land managers and others, were invited to participate. All had
conducted alpine research or been involved in managing alpine habitat in the region
within the previous decade.
The workshop produced a preliminary list of research needs, which, following
further communication among participants, was refined to produce a consensus
document that captured the views of researchers regarding the most important
alpine research questions that need to be addressed in the region. Those research
priorities are presented here. This list provides guidance both to researchers already
working in alpine areas and to others interested in expanding into alpine
habitat from related work in the arctic or in montane forests. Finally, the methods
used to solicit, compile, and evaluate the views of researchers working across
several disciplines and geographic locations may be useful to others considering
similar exercises.
Methods
In the fall of 2010, researchers were invited to participate in a workshop on
alpine research in northeastern North America. Researchers were identified by online
literature searches (using the Web of Science and Biosis Previews databases,
searching for “alpine” in the title and each of the states/provinces in all disciplines of
interest), by networking with scientists known to have worked in the region’s alpine
areas, by searching university and state agency websites for information on alpine
research, and by contacting state and federal permitting agencies for information
on anyone who had done recent studies in alpine areas (e.g., the US Forest Service,
which handles applications for work in the White Mountains of New Hampshire).
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A total of 48 alpine researchers were invited to participate in the workshop. Four
alpine researchers with extensive experience outside the region (both national and
international) were invited to offer advice on how the region might establish a more
robust research plan like those with which they had long been associated.
The workshop was conducted in April 1–3, 2011, and was attended by 39
researchers. Lists of potential research projects were produced through smallgroup
discussions. These lists were consolidated, organizing projects into
categories, and then emailed to 45 alpine researchers, including all workshop
participants as well as other alpine researchers who had been unable to attend but
were interested in the research priorities. The conference organizers revised the
project descriptions through email correspondence, and a final list of 24 research
projects emerged. A brief description of each project was written, and a webbased
survey was designed using SurveyMonkey (www.surveymonkey.com) to
assess the level of support for each project among the 45 participating researchers.
Email messages asked researchers to indicate how important and urgent they
considered the various projects, assigning one of three ranks to each project:
critically important and urgent = 1, somewhat important and urgent = 2, less important
or not urgent = 3. A weighted mean score was calculated by summing and
then dividing by the number of total votes on each question. Low scores indicated
stronger overall support for a project.
Results
Twenty-five researchers responded to the survey. Six projects were deemed
critically important and urgent by a majority of the respondents (Table 1). Six other
projects were judged important but somewhat less urgent (Table 2), and 12 projects
were considered worthwhile but either less important or less urgent (See Supplemental
File 2, available online at https://www.eaglehill.us/NENAonline/suppl-files/
n20-4-N1158-Capers-s2, and, for BioOne subscribers, at http://dx.doi.org/10.1656/
N1158.s2). Workshop participants also recommended two major initiatives to
support identified research projects. These initiatives are listed as separate recommendations
below.
Table 1. Research projects given the strongest support by scientists working in the alpine ecosystems
of northeastern North America. These six projects were considered critically important and urgent by
a majority of respondents to a survey. Lower scores indicate stronger support.
Project Score (mean [± SE])
Project 1 1.20 ± 0.082
Description: Identifying the location, community composition, duration of snow cover and timing of
snow melt in snowbed communities, which occur in alpine locations with accumulations of latemelting
snow.
Justification: These species-rich communities support organisms that occur nowhere else in the alpine
zone and are thought to be among the most vulnerable to changing climatic conditions (Gottfried
et al. 2012, Sætersdal and Birks 1997). Declines in snowbed plants have been reported elsewhere
(Klanderud and Birks 2003). The sensitivity of snowbed communities makes them potentially
good indicators of climate change.
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Table 1, continued.
Project Score (mean [± SE])
Project 2 1.28 ± 0.108
Description: Monitoring treeline to establish how it changes and over what time scales, and to determine
the mechanisms that establish treeline in the region.
Justification: Evidence that the treeline is advancing upslope into alpine ecosystems has been found
in many areas globally (Danby and Hik 2007, Hughes 2000, Kullman 2002). This research would
identify factors associated with variation in rates of change (e.g., aspect, elevation, nitrogen deposition,
exposure and edaphic factors), and assess the implications for long-term persistence of the
region’s alpine communities. Numerous methodological approaches may be appropriate, including
resurveys of historical transects and plots, dendrochronological studies, analysis of historical
photographs, and studies of how physical stresses limit tree growth.
Project 3 1.40 ± 0.129
Description: Analyzing the extent and rate of change in woody species occurrence and abundance,
particularly in species exhibiting significant vertical growth.
Justification: Shrubs are becoming more important in alpine communities globally (Klanderud and
Birks 2003, Wilson and Nillson 2009), and are an important component of northeastern alpine
ecosystems (Kimball and Weihrauch 2000). There is evidence that woody species are increasing
in the Northeast as well (Capers and Stone 2011), which could threaten the persistence of alpine
herbs and cause fundamental changes in the structure and function of alpine communities.
Project 4 1.52 ± 0.117
Description: Conducting plant surveys on mountains where surveys were previously completed to
determine if species richness has changed and to establish improved quantitative baseline study
plots for future comparisons with greater resolution than just presence and absence.
Justification: Increases in plant species richness have been detected in alpine areas of mountains
worldwide as lower montane species and/or invasive species colonize areas where they did not
previously occur (Erschbamer et al. 2009, Grabherr et al. 2001, Klanderud and Birks 2003, Kullman
2007, Pauli et al. 2012, Walther et al. 2005).
Project 5 1.52 ± 0.131
Description: Characterizing variation in weather, including mean, minimum, and maximum temperatures;
amount and timing of precipitation; wind speed; cloud immersion; ice accretion; and
radiation budget.
Justification: Abiotic factors typically are more important than biotic interactions in environments
with high physical stresses. The effects of variation in these conditions on plant and animal communities
can be manifest at multiple scales (within communities, among communities and across
mountain ranges in the region), and the conditions (and likely their effects) may be changing. The
causes of change in biotic communities can be understood in terms of abiotic variation only if
those abiotic conditions are measured.
Project 6 1.52 ± 0.143
Description: Investigating changes in phenology and their conse quences.
Justification: Shifts in the timing of both spring and autumn events have been observed in alpine
plants in other regions (Forrest et al. 2010, Ibàñez et al. 2010) although there is much variation
both among and within species. Such changes in phenology could have profound effects on
other species (Berenbaum et al. 2007, Inouye 2008, Root et al. 2003) and on ecosystem function
(Miller-Rushing et al. 2010). This research should include the identification of pollinators and
measurement of rates of pollination, fruit production, seed germination, seedling establishment,
and seedling survival in relation to environmental variables.
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Table 2. These six research projects were supported less strongly than those in Table 1. At least 40% of
respondents considered these projects critically important and urgent, and at least 80% of respondents
considered them at least somewhat critical and urgent.
Project Score (mean [± SE])
Project 1 1.60 ± 0.129
Description: Investigating changes in composition and abundance of lichen and bryophyte communities.
Justification: Experiments in alpine communities in Norway and elsewhere indicate that warming
and nitrogen deposition are associated with increases in the abundance of vascular plants at the
expense of bryophytes and lichens (Arft et al. 1999, Cornelissen et al. 2001, Fremstad et al. 2005,
Klanderud 2008, Walker et al. 2006). Evidence from the Adirondacks indicates that bryophytes and
lichens may be declining in richness in the Northeast as well (Robinson et al. 2010). Northeastern
mountains are also exposed to relatively high levels of ozone, acidic pollutants, and nitrogen,
which could influence these species.
Project 2 1.64 ± 0.128
Description: Assessing whether Mount Washington’s meteorological and climatic trends are typical
or anomalous, considering that the magnitude of climate change appears to decline with elevation
(Seidel et al. 2009).
Justification: The average regional planetary boundary layer, cloud ceiling, and alpine treeline ecotone
boundary elevations are proximate and these abiotic factors may be related causal factors for the
latter. The magnitude of climatic warming also declines with elevation on Mount Washington because
of the stratification and uncoupling of air masses at the lower troposphere’s planetary boundary
layer and high cloud immersion frequency. Mount Washington’s summit is higher and nearer
oceanic moisture than other alpine mountains in the region; its proxy value for other mountains’
cloud exposure, wind, degree of icing, planetary boundary layer, and climatic trends relative to
their alpine ecosystems should be verified.
Project 3 1.71 ± 0.153
Description: Monitoring vertebrate taxa that occur as isolated, disjunct southern populations on the
high mountains of the Northeast.
Justification: Small, isolated populations are vulnerable to demographic and genetic stochasticity,
and monitoring can establish if populations are declining. Such species in the region include the
Synaptomys borealis (Richardson) (Northern Bog Lemming; known from Katahdin, Bigelow, and
the White Mountains), and Anthus rubescens (Tunstall) (American Pipit; breeding populations
occur in the Northeast only on Katahdin, Mount Washington and the mountains of the Gaspésie).
Environmental conditions (precipitation, mean and extreme temperatures, timing of snow accumulation
and melt) should be measured so demographic changes can be associated with changing
environmental conditions. Information also is needed on the degree of population connectivity for
isolated alpine fauna.
Project 4 1.72 ± 0.147
Description: Investigating the historic importance of anthropogenic influences on alpine peaks, including
fire.
Justification: Paleoecological research indicates that many alpine areas throughout the Northeast have
been relatively stable for several thousand years (Spear 1989). However, historical evidence suggests
that, within the past few hundred years, trees covered the summits of some lower mountains
that now support alpine or subalpine communities. Numerous lines of inquiry may be appropriate,
including analyses of historical records, paleoecology, dendrochronology, and chemical and isotopic
analyses of organic material. Such analyses would provide insight into which alpine species
are able to best disperse and colonize newly available habitat.
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Long-term monitoring network
Workshop participants strongly supported establishment of a regional network
of alpine monitoring sites where long-term, standardized information on both environmental
conditions and biological communities could be collected. The purpose
of the network would be to investigate the nature of relationships among organisms
and between organisms and the environment, and to record any directional
changes in either environmental conditions or biological communities. A standard
protocol based on the one used by the international Global Observation Research
Initiative in Alpine Environments (GLORIA) network (Grabherr et al. 2010), and
supplemented with additional climatic measurements would facilitate systematic
inter-site comparisons as well as comparisons with other mountains in the world.
The monitoring-site network should include the larger alpine complexes from New
York to Maine and in the Chic-Chocs of Québec. For maximum benefit, the environmental
variables to be monitored would include air temperature, soil temperature
and moisture, wind speed and direction, cloud exposure and icing, solar radiation
(shortwaves), terrestrial and atmospheric radiation (longwaves), atmospheric humidity,
and soil pH, particle size, and nutrient content. The baseline data from these
long-term monitoring sites would help address many of the questions that researchers
believe are most important and urgent (Tables 1, 2), improve basic ecological
understanding, and document how conditions vary at large and small spatial and
temporal scales.
Alpine research consortium
Researchers strongly supported the creation of an organization to facilitate the
exchange of information among US and Canadian alpine researchers and land managers.
The organization would foster communication with those in other regions,
sponsor future meetings, support projects of regional importance, encourage collaboration
(especially collaboration between Canadian and US researchers), and
Table 2, continued.
Project Score (mean [± SE])
Project 5 1.72 ± 0.136
Description: Establishing the environmental factors that prevent or limit tree growth and survival in
alpine environments, such as the frequency and magnitude of ice-loading and abrasion from blowing
snow across environmental gradients (aspect, elevation, and topographic position).
Justification: Atmospheric conditions including wind, the planetary boundary layer, cloud exposure,
and ice accretion rates may not remain stable as the region’s climate continues to change. Quantifying
the environmental stress factors that limit treeline is necessary to predict the future of plant
communities with changing environmental conditions.
Project 6 1.76 ± 0.145
Description: Conducting observational and experimental studies to identify the response of
individual species to warming, nitrogen enrichment and the combined effects of both.
Justification: Both increasing temperature and atmospheric nitrogen deposition have been linked
with changes in plant community composition, structure, and function. Compositional changes
are often related to the characteristics and strategies of constituent species, and the responses of
individual species need to be characterized so changes at the community level can be understood.
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provide a central repository for data involving alpine communities in northeastern
North America.
Discussion
The changing environmental conditions observed in recent decades inspired
urgency and focus during the workshop and subsequent discussions on ecological
change in alpine communities. Thus, it is not surprising that creation of a network
of long-term monitoring sites received overwhelming support. Detecting change
in environmental variables or in biological communities requires information on
conditions from at least two time periods, often over a period of decades. Unfortunately,
few surveys (Capers and Stone 2011, Ketchledge and Leonard 1984,
Robinson et al. 2010) have been conducted with standardized, repeatable methods
in the alpine communities of northeastern North America, and even these lack longterm
measurements of most abiotic parameters, which makes assessing the causes
of change difficult if not impossible. Data from a network of long-term monitoring
sites could be used to analyze within-region variation as well as change in communities
over a large geographical area. If data on environmental conditions were
paired with occurrence and abundance of plant and animal species, then pertinent
hypotheses could be generated and tested. These data are precisely what are needed
to execute many of the widely supported, focused research questions identified by
workshop participants.
Although its importance has been appreciated in recent years, long-term monitoring
was undervalued in the past (Callaghan et al. 2004a, Gosz 1999, Tilman
1989). The need to expand or initiate such monitoring in alpine systems, in particular,
has been identified previously (Becker and Bugmann 2001, Carlson et al. 2011,
Grabherr et al. 2001, Ketchledge and Leonard 1984, Woodin 1959). The absence
of basic data on alpine environmental conditions and natural community composition
limits researchers’ ability to determine if alpine communities have changed, by
how much, and why the changes have taken place—information essential for their
long-term conservation. Thoughtful science-based management may prevent or
delay changes in particular species or communities, but planning such management
requires an understanding of population dynamics and ecological processes and
functions, as exemplified by the successful recovery of the once-listed, endangered
alpine plant Potentilla robbinsiana (Lehm.) Oakes ex Rydb. (Robbins’ Cinquefoil;
USFWS 2002). Only consistent long-term monitoring can establish the baseline
data needed to determine whether data collected describe the range of natural variation,
or if these data represent evidence for directional change in abiotic conditions,
populations or communities, particularly by the long-lived plant species found in
alpine areas. Long-term data are also essential to capture extreme events and nonlinear
responses, and to separate transient community responses from equilibrium
responses in alpine systems, similar to what has been described in the arctic (Callaghan
et al. 2004b, Post et al. 2009).
The region has an enviable record of long-term weather data from Mount
Washington’s summit, where conditions have been monitored since the 1870s
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(continuously since 1932), and from Mount Mansfield in the Green Mountains,
where a somewhat consistent record dates back to 1957. Evidence of warming
conditions on Mount Washington decline with elevation, possibly because of the
mountain’s periodic diurnal exposure to free atmosphere conditions above the planetary
boundary layer in the troposphere and frequent exposure to clouds (Seidel et
al. 2009). Comparative icing data (Ryerson 1988, 1990), preliminary comparisons
with Mount Mansfield climate data (G. Murray, AMC Appalachian Mountain Club,
Pinkahm Notch, NH, unpubl. data), long-distance air pollutant (ozone) studies from
other mountain summits, and similar relationships of alpine plant communities with
topography compared to Mount Katahdin (Kimball and Weihrauch 2000) suggest
that Mount Washington may be a reasonable proxy for regional climate and air pollution
trends, but robustness of this assumption needs further testing. Micro-topographic
features can decouple the conditions to which alpine organisms are exposed from
climatic conditions measured at regional monitoring stations (Scherrer and Körner
2010).
The research projects receiving the strongest support indicate that researchers
want most urgently to establish which climatic changes known to be occurring
on alpine mountains outside the region are also occurring in northeastern North
America. Rising treeline, increasing species richness at the lowest elevations in
the alpine, changes in plant and animal phenology, and increasing abundance of
shrubs all have been reported, primarily on European mountains, where alpine
research has a long history (Kullman 2002, Pauli et al. 2012). Some of these
changes have also been observed in northeastern North America (Beale 2009, Capers
and Stone 2011, Robinson et al. 2010) although too little historical information
and on-site meteorological data is available to establish how widespread the
changes are, or to identify the casual agents. The related highest priority project
would characterize weather conditions and their effects on species’ distributions
and abundance.
The research projects receiving moderate support include demographic studies
of vulnerable plants and animals as well as investigations to improve understanding
of how abiotic conditions affect biotic communities. Admittedly, the cutoff
between projects receiving “moderate support” and “less support” is arbitrary,
and reasonable arguments exist for including more (or fewer) projects in either
category. In fact, all research needs were widely thought to be worthwhile among
participants in the workshop and during subsequent discussions, and the survey
exercise was designed only to assess which were thought to be most critically important
and urgent.
The recommendations presented here are similar to those made to improve the
understanding of the arctic ecosystem’s responses to climate change (Callaghan et
al. 2004b). Such concordance is not surprising because the region’s alpine habitat is
of arctic origin and many of the changes predicted to occur, or which are already occurring
in northeastern North America could be the same, including displacement of
herbaceous plants by trees and shrubs, colonization by species previously occurring
only in more benign environments, shifting distribution and phenology of plant and
Northeastern Naturalist Vol. 20, No. 4
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animal species, and declines of mosses and lichens. The research projects proposed
here reflect the interests of the scientists participating in this exercise. The majority
of participants in the workshop were ecologists, and discussions focused on ecological
questions. Although a differently composed group might have identified other
research needs, the value of a multi-disciplinary approach was strongly supported.
Observed changes in environmental conditions suggest that the proposed research
is urgent and were the justification for this priority-setting exercise; it is possible
that because of this focus we overlooked important avenues for study unrelated to
climate change and pollutant exposure.
Since the workshop was held, one long-term monitoring site has been established
in the Chic-Choc Mountains of the Gaspé Peninsula of Québec, and initial
vegetation surveys have been conducted. That site is part of the international
GLORIA network, which will facilitate global comparisons among conditions
and community-level changes. Planning for creation of additional GLORIA sites
in the region has begun. In addition, region-wide collaboration among alpine
researchers has increased, and at least one of the high-priority research projects,
snowbed community surveys, has begun. Furthermore, a bibliography of alpine
ecology in the region is being updated and expanded, the possibility of providing
online access to the bibliography is being explored, and a website has been
established (www.northeastalpine.org) to facilitate communication among alpine
researchers in the region.
Alpine communities are vulnerable worldwide, but the most vulnerable may be
those that occur as isolated biogeographic islands (Walker et al. 2001), as do most
of the alpine occurrences in northeastern North America, or in temperate regions
where alpine habitat is found at lower elevations (Krajick 2004). Less abundant and
more specialized species are likely to be lost first as conditions change, resulting in
regional homogenization of alpine communities. Homogenization of plant communities
has already been reported in Adirondack alpine communities (Robinson et al.
2010). Increasing abundance and frequency of woody plants on an alpine summit in
Maine also have been reported (Capers and Stone 2011). A more thorough, systematic
research program in the region is needed to determine whether these changes
are related to climate change and air pollutants, particularly nitrogen deposition.
The research needs suggested here provide guidance in designing such an effort.
Acknowledgments
We are grateful to the National Science Foundation for providing financial support
for the alpine research workshop. The Appalachian Mountain Club provided additional
support. We thank Sophie Schiavone for preparing the map of alpine areas in the region.
We are grateful to Charlie Cogbill for making available his extensive data on alpine areas
throughout northeastern North America. We also want to thank all of the participants in
the workshop as well as other scientists who contributed ideas to the subsequent discussions
about the research priorities and preparation of this paper. Finally, we extend our
thanks to two reviewers, whose suggestions made the paper more complete and the conclusions
more clear.
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