Potential Effects of Beech Bark Disease on Small Mammals
and Invertebrates in Northeastern US Forests
Danielle E. Garneau, Meghan E. Lawler, Andrew S. Rumpf,
Emily S. Weyburne, Thomas M. Cuppernull, and Adam G. Boe
Northeastern Naturalist, Volume 19, Issue 3 (2012): 391–410
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2012 NORTHEASTERN NATURALIST 19(3):391–410
Potential Effects of Beech Bark Disease on Small Mammals
and Invertebrates in Northeastern US Forests
Danielle E. Garneau1,*, Meghan E. Lawler2, Andrew S. Rumpf 2,
Emily S. Weyburne2, Thomas M. Cuppernull2, and Adam G. Boe3
Abstract - The forests of the northeastern United States have become less contiguous and
vigorous over the last century due to threats including acid rain, ice storm damage, and
forest diseases. Often, trees have become the targets of widescale disease and pest outbreaks.
Beech bark disease has been successful because of the effectiveness of the scale
insect Cryptococcus fagisuga and the opportunistic Nectria coccinea var. faginata fungal
vector. Since the severity of beech bark disease negatively affects mast production and
canopy turnover, the abundance of small-mammal and insect populations can be limited.
We explored the effects of beech bark disease, as well as other abiotic factors, on the
diversity of small-mammal and invertebrate populations. We expected that biodiversity
would vary according to disease severity in Fagus grandifolia (American Beech) stands,
such that higher biodiversity and more seed predators would be noted in healthier forests.
At sites in New York and Vermont, Sherman and pitfall traps were used to capture mammals
and invertebrates, respectively. Correlations between tree size and disease severity
levels were quantifi ed by noting the diameter at breast height (dbh) and by ranking according
to disease intensity levels. Although biodiversity indices were not signifi cantly
different among sites, there were signifi cant differences in dbh (F = 3.48, P = 0.0154,
d.f. = 3) and disease intensity levels (F = 21.13, P < 0.0001, d.f. = 3). Surprisingly in
2008, beechnut seed production was greatest in the Catskill Mountains of New York, the
site with the greatest disease manifestation. Mammal richness was highest at the Champlain
Valley site where there were fewer Napaeozapus insignius (Woodland Jumping
Mice). Patterns of small-mammal abundance at the stand level, elucidated in canonical
correspondence analyses, were explained in part by land-use history, soil characteristics,
elevation, recent cutting, temperature, and precipitation in 2007. Invertebrate family richness
was greatest in the Adirondacks of New York as compared to other sites. At the site
level, beechnut density, land-use history, and soil order were the most important variables
explaining variation in invertebrate assemblages. Results from this study show that patterns
of biodiversity cannot be directly explained by disease and beech mast alone in the
short-term. Rather, multi-year community dynamics must be measured.
Introduction
Forests in the northeastern United States have grown less contiguous and
vigorous over the last century as a result of threats such as acid deposition, ice
and windstorm damage, and pathogens (Jenkins et al. 1999, Lewis et al. 2008,
Takahashi and Lechowicz 2007). Additionally, widescale habitat fragmentation
has led to a decline in biodiversity that can negatively affect vital ecosystem ser-
1Center for Earth and Environmental Science, State University of New York Plattsburgh,
Plattsburgh, NY 12901. 2Department of Biology, Colgate University, Hamilton, NY
13346. 3Department of Biology, Colby College, Waterville, ME 04901. *Corresponding
author - dgarn001@plattsburgh.edu.
392 Northeastern Naturalist Vol. 19, No. 3
vices such as moderating climate change, providing for an abundance of potable
water, cycling of nutrients, and creating a resource base for higher trophic levels
(Balvanera et al. 2006).
In communities, foundation species (e.g., masting trees) support numerous
wildlife taxa (Ellison et al. 2005). Masting trees are a predictable, regionally
synchronous source of protein-rich food for many forest-dwelling species.
Researchers have noted that the abundance of Peromyscus leucopus Rafi nesque
(White-Footed Mice) peaks following high previous fall masting events (Schmidt
and Ostfeld 2008, Wang et al. 2009, Wolff 1996). Causes of fluctuations in masting
are numerous and have often been associated with both biotic and abiotic
factors. Biotic factors hindering masting are often disease-related, but the proposed
ultimate cause is considered to be climatic factors such as temperature
(Clotfelter et al. 2007, Wang et al. 2009), precipitation (Clotfelder et al. 2007,
Holmsgaard and Olsen 1966, Jensen 1982), winter severity (Wang et al. 2009),
and late spring frosts of the previous year (Clotfelter et al. 2007, Jensen 1982,
Kelly et al. 2008). Sork et al. (1993) surveyed three Quercus (oak) species and determined
that not all experienced high seed rain during the same year. This asynchronicity
suggests that climate is not the only factor contributing to the masting
phenomenon. In particular, rodent communities in more northerly regions are
expected to respond more rapidly to masting fluctuations, as the diversity of
their food base is lesser and the need to store Quercus rubra L. (Red Oak) acorns,
which require dormancy and are ideal for caching, is essential (Wang et al. 2009).
Increased generalist rodent densities have been positively correlated with high
masting events, in part resulting from the pulses of their invertebrate prey which
also consume mast (Ostfeld et al. 1996, Schmidt and Ostfeld 2008, Wolff 1996).
Kelly et al. (2008) noted that during the spring of an abundant mast year, seeds are
not the only predictor of increased rodent abundance. In particular, flowers are
abscised and consumed by invertebrates, thereby affording increased growth and
fecundity which compensate for the irregularity of beechnut crops. In addition to
insectivores, generalist seed predators (e.g., mice and squirrels) also experience
reduced survival and fecundity as a result of the decline and functional loss of
Fagus grandifolia Ehrh. (American Beech) (Storer et al. 2004). Wolff (1996) suggests
that community dynamics are influenced by pulses in masting, such that the
decline in seed resources, as well as the lagged pulse of predators, result in overall
density reduction of rodents. Since the severity of beech bark disease negatively
affects mast production, small-mammal caches may be limited, potentially reducing
overwintering survival, reproductive vigor, and lifespan (Suchomel and
Heroldova 2008). A depletion of any of these beech-derived resources would put a
serious strain on the health of many small-mammal and invertebrate populations.
Along with other notable masting forest dominants, such as Oak and Acer
spp. (maples), American Beech has been targeted by pests and pathogens.
About the time of maturation, American Beech trees are pierced by Cryptococcus
fagisuga Lind., a phloem-feeding scale insect, thereby facilitating a Nectria
coccinea var. faginata Lohman, Watson, and Ayers fungal infection (Griffin
et al. 2003). Over time, the bark of the infected American Beech trees cracks,
2012 D.E. Garneau et al. 393
cankers form, and growth of small branches and foliage decrease, all of which
results in increased tree mortality. The decline of this important northern hardwood
species has initiated a shift in forest composition favoring maples and
other northern hardwoods. At many sites, the once prominent American Beech
overstory has been reduced to a shrub layer in the form of a dense understory
thicket (Griffin et al. 2003). Similar shifts in forest community dynamics have
also occurred as a result of Cryphonectria parasitica Murrill (Chestnut Blight).
Specifically, the functional role of Castanea dentata Marsh. Borkh. (American
Chestnut), a predictable yearly source of seed, was replaced by oaks, which
experience a more pulsed life history. As a result of reduced reliability of mast
and alteration of forest structure, higher trophic levels in the forest community
were altered (Diamond and Giles 2000).
Land-use history (Hane 2005), stand age (McNulty and Masters 2005),
topographical variables (McShea 2000), and soils can affect the distribution,
structure, and abundance of forest dominants, which in turn influences higher
trophic levels (Le Blanc et al. 2010, Rodrigo et al. 2008). Thinning of stands to
enhance marketable species, such as maples, serves to reduce the prevalence of
beech bark disease by limiting the abundance of infected trees (Hane 2005). Additionally,
shifts in leaf-litter quality, increases in coarse woody debris (CWD),
and enhanced light levels and soil temperatures resulting from canopy gaps attract
differing assemblages of phytophagous insects and higher-order organisms
(Storer et al. 2004). Smock and McGregor (1988) postulate that loss of American
Chestnut triggered an opportunity for Tsuga canadensis Engelm. (Eastern Hemlock)
recruitment, which led to declines in invertebrate functional responses and
a resultant reduction in growth rates and overall size. American Beech leaves
are considerably more lignifi ed and slower to decompose than those of maples
(Lovett et al. 2005). Koivula et al. (1999) determined that variable leaf-litter
quality affected the distribution of Carabidae (ground beetles) in a boreal forest.
Petrillo and Witter (2004) noted that increases in downed woody debris,
resulting from disease-related beech mortality, increased arthropod abundance
on the forest floor. Furthermore, a decline in leaf-litter quality affects numerous
trophic levels such as phytophagous insects (e.g., Hemiptera and Hymenoptera)
and Myodes gapperi Vigors (Red-backed Vole) because of the added diffi culty
of meeting energetic demands (Bocock 1964, Kaminski et al. 2007). Researchers
have noted that shifts in canopy dominance in diseased forest stands have direct
implications for nutrient cycling. In the case of Eastern Hemlock, management
practices (e.g., timber harvest) to mitigate Adelges tsugae Annand (Hemlock
Woolly Adelgid) damage, has resulted in both increased nitrifi cation rates and
negatively impacted riparian systems (Ellison et al. 2005). This canopy turnover
could ultimately influence insectivores and other higher-order predators in terrestrial
as well as aquatic systems.
As forest communities respond to the increase in introduced pests, abiotic
factors alter canopy and understory composition in aftermath forests. Climatic
shifts, resulting in higher temperatures, have resulted in the loss of many canopy
species, as forest pests expand their range. Low summer precipitation and April
394 Northeastern Naturalist Vol. 19, No. 3
frosts have been associated with declines in seed set in American Beech trees
(Holmsgaard and Olsen 1966). Kasson and Livingston (2011) noted that mild
winters and dry summers from 2000–2004 resulted in conditions that favored
spread of beech bark disease agents in Maine. With the decline of American
Chestnut and Eastern Hemlock, Betula lenta L. (Black Birch) has opportunistically
fi lled their niche, which may have higher-trophic-level consequences
(Stadler et al. 2005, USDA Forest Service 2004a). In infested forest stands,
increases in soil cations have been noted, as throughfall delivers these nutrients
to the soil (Stadler et al. 2005). As a result, these same researchers suggest that
soil respiration rates increased and microbes responded with increased rates of
decomposition, leading to bottom-up trophic responses. The longer the duration
of infestation, the more inherent will be these nutrient cycling processes, which
likely influence small-mammal and invertebrate communities. Disturbances,
either biotic (e.g., forest disease or pests) or anthropogenic (e.g., forest management
practices), have been found to alter small-mammal communities. Increasing
levels of disturbance, from selective cutting to clearcutting, resulted in increased
weights among Blarina brevicauda Say (Northern Short-tailed Shrew), Peromyscus
maniculatus Wagner (Deer Mice), and White-footed Mice (Kaminski
et al. 2007). Additionally, these same researchers noted that intensive harvest
increased trapping success of Red-backed Vole and Napeozapus insignius Miller
(Woodland Jumping Mice) and that declines in leaf litter positively affected the
majority of captured small mammals. Forest structural changes, which ensue
in disease-aftermath forests, result in complex trophic dynamics in the newly
formed landscape mosaic.
In this study, we investigated the potential effects of beech bark disease and
other abiotic factors on the diversity of small mammals and invertebrates in
the northern hardwood forest. We expected that biodiversity trends would vary
among mast- and insect-eating small mammals and phytophagous and detritivorous
insects according to the severity of disease in American Beech co-dominant
stands. We predicted that higher diversity levels would be observed in lessdiseased
forests. We also predicted that temperature and precipitation patterns
from the prior year would have the potential to influence biotic factors such as
mast crops, thereby affecting higher trophic levels. Older stands were anticipated
to experience intense beech bark disease, and therefore reduced seed crops, increases
in CWD, and alterations in leaf litter, resulting in a lowered abundance
of seed predators. Small mammals, such as Woodland Jumping Mice and Glaucomys
sabrinus Shaw (Northern Flying Squirrel), with alternative food sources
such as endogone and glomalean fungi (Brannon 2005, Orrock et al. 2003, Whittaker
1963) and graminoids, were predicted to exhibit little change in abundance
in relation to beech bark disease infestation levels.
field-Site Description
Comprehensive trapping was conducted from early June to July 2008 in two
forest stands within each of four sites in New York and Vermont (fig. 1). Sites
were located in A) the Catskill Mountains in Claryville, NY (41°58'2.676"N,
2012 D.E. Garneau et al. 395
74°30'48.5562"W), managed by the Frost Valley YMCA camp; B) the
Adirondack Mountains (Huntington Forest) in Newcomb, NY (44°2'21.4074"N,
74°15'37.0728"W), managed by the SUNY College of Environmental Science
and Forestry; C) the Champlain Valley in Altona, NY (44°50'1.6074"N,
73°33'8.7762"W), managed by the W.H. Miner Agricultural Research Institute;
and D) the Green Mountains (Coolidge State Forest) (43°34'7.4634"N,
72°47'2.7672"W) in North Shrewsbury, VT. The Catskill forest site has been
unmanaged since the early 1900s and has not been harvested (B. Snyder, Frost
Valley YMCA, Claryville, NY, pers. comm.). In the Huntington Forest of the
Adirondacks, a series of selective harvests (1950–52, 1971–74) and cutting for
a right of way to a Odocoileus virginianus Zimmermann (White-Tailed Deer)
exclosure (1961), in addition to herbicide treatments (Silvisar 51) in 1971,
occurred in proximity to the area sampled (C. Demers, SUNY ESF Ecology
Center, Newcomb, NY, pers. comm.). Non-commercial timber harvest occurred
on the Champlain Valley site at least 15 years prior to this study (H. Boyce,
Northwoods Forest Consultants, Jay, NY, pers. comm.). Lastly, Coolidge State
Forest, in the Green Mountains, was logged for commercial and non-commercial
timber harvest in the 1960s (L. Thornton, Vermont fish and Wildlife,
Rutland, VT, pers. comm.).
Dominant overstory tree species at the locations were a mixture of American
Beech, Acer rubrum L. (Red Maple), Acer pennsylvanicum L. (Striped Maple),
Acer saccharum Marsh. (Sugar Maple), Betula alleghaniensis Britton. (Yellow
Birch), Eastern Hemlock, Populus tremuloides Michx. (Quaking Aspen), Pinus
strobus L. (White Pine), and Quercus rubra L. (Red Oak). Understory species
figure 1. Map of the northeastern United States and American Beech monitoring sites: A)
Catskill, B) Adirondack, C) Champlain Valley, D) Green Mountain.
396 Northeastern Naturalist Vol. 19, No. 3
included American Beech and maple saplings, Mitchella repens L. (Partridgeberry),
Viburnum lantanoides Michx. (Hobblebush), Gaultheria procumbens
L. (Wintergreen), Dryopteris intermedia L. (Fancy Fern), lycopods, and graminoids.
Authority for all plant species was derived from the USDA NRCS Database.
Stands within these locations were selected based on American Beech tree
co-dominance and abundance, in addition to road access. Authority for all mammal
species was derived from Whitaker and Hamilton (1998).
Methods
Preliminary small-mammal feasibility surveys, at one-third the trapping effort,
were conducted in August 2007 at the Adirondack and Catskill sites. During
May–June 2008, forty-fi ve Sherman live traps (33 small [6 ¼ x 2 x 2 ½ in] and 12
large [10 x 3 x 3 in]), were placed at each stand, approximately 15 m apart, for a
total of n = 90 traps per site. Conard et al. (2008) noted that at least three nights
are needed to provide an adequate estimate of species richness within a site, when
at minimum 9 and at maximum 144 traps per hectare are sampled. Traps were
baited with rolled oats and crushed sunflower seeds at dusk for four consecutive
nights (effort = 360 trap nights per site). Wilson and Mabry (2010) suggest that
disinfecting Sherman traps to reduce odor, which has the potential to bias captures,
does not influence capture success as compared to traps with residual odor.
The traps were checked daily at dawn, animals processed, and released at point of
capture. Animal processing entailed identifi cation to species level when possible,
as well as assessment of sex, body weight (g), body length (cm), and tail length
(cm).
At each stand, two pitfall traps intended for capturing smaller vertebrates and
invertebrates were recessed into the ground within 1–5 m of each Sherman trap,
depending on ground conditions. The two types of traps were simultaneously
employed to maximize sampled species and reduce bias for those with smaller
bodies. Pitfall traps consisted of 150-ml plastic cups fi lled with a mixture of approximately
30 ml of 70 % isopropyl alcohol solution and dishwashing liquid to
break the surface tension. Pitfall traps remained in the fi eld continuously for four
nights, after which specimens were retrieved and stored in alcohol for processing.
Specimens were later identifi ed to family level, according to fi eld guides (Arnett
and Jacques 1981, Eaton and Kaufman 2007, Evans 2007, Milne and Milne 2000,
White 1983).
American Beech trees were quantifi ed by noting the diameter at breast height
(dbh) of the nearest American Beech tree in each of four cardinal directions
surrounding each Sherman trap. Only American Beech trees with a dbh greater
than 2.5 cm were measured. Tree disease levels were ranked according to beech
bark disease intensity levels using a previously described ranking scale (Griffi
n et al. 2003): 1 = very little or no sign of either causal agent (Cryptococcus
fagisuga or Nectria coccinea var. faginata); 2 = Cryptococcus fagisuga present,
bark beginning to crack, tree still shows vigor, canopy at least 75% intact; 3 =
bark heavily cracked, signifi cant cankering from Nectria coccinea var. faginata
2012 D.E. Garneau et al. 397
colonies, some crown damage or limb loss, canopy 25–75% intact; 4 = bark
severely cracked, large girdling cankers, signifi cant crown loss or snag, canopy
<25% intact; and 5 = tree dead because of beech bark disease. At each stand, ten
5-gal buckets were strung among three reproductive American Beech trees to
estimate seed production in the fall (McNulty and Masters 2005). Mast collection
from seed traps occurred at the sites in the Catskills and the Adirondacks, as a
preliminary site survey in mid-November of 2007, and between 7 November–27
November 2008 at each site.
Shannon-Wiener diversity indices H' = -Σpi * ln(pi), where pi is the decimal
fraction of relative importance value of the ith species, evenness (J) = H'/H'max
* 100, and species richness (S) = total number of species for small mammal
assemblages were calculated for all sites (Margurran 2004). A repeated
measures analysis of variance (ANOVA) was performed to determine if biodiversity
varied according to site and disease state (SPSS, Inc. Chicago, IL).
Data were transformed when normality was not satisfied (i.e., ln transformation
of dbh).
For each site, edaphic factors were extracted using GIS from the Soil Survey
Geographic Database (SSURGO) and included soil order, subgroup, mineralogy,
particle size, soil temperature regime, pH, and slope. Factors such as elevation
(m), year of published beech bark disease infestation (Morin et al. 2007),
land-use history, and most recent cutting (per site manager) were included in
the analysis. Additionally, other abiotic factors such as mean temperature (°F)
and mean precipitation (mm) for meteorological seasons (winter: Dec.–Feb.,
spring: March–May, summer: June–Aug., fall: Sept.–Nov.), and late spring frost
were derived from regional weather station data available online (http://www.
weatherunderground.com/; National Climate Data Center at http://www.ncdc.
noaa.gov/cdo-web/).
A principle components analysis (PCA) was performed on edaphic and
abiotic factors to derive a smaller number of uncorrelated variables using PCOrd
(McCune and Mefford 2011). The significant PCA axes were then used as
explanatory variables describing edaphic and abiotic factors in further analyses.
Canonical correspondence analysis (CCA) was run to determine whether
differences in small-mammal assemblages at the stand level were explained
by edaphic and other stand factors. The main matrix contained small-mammal
relative abundance data, and the secondary matrix contained year of
beech bark disease infestation, year of recent cut, and a PCA axis defined by
elevation and winter/fall/spring precipitation from the previous year, as well as
land-use history, soils, and temperature from the previous year (2007). Matrix
relationships were tested using Monte Carlo randomization tests (200 permutations),
and biplots were overlain for significant variables on the ordination
graph by means of linear combination scores (Kovalenko et al. 2010). No predictor
variables were inter-correlated. Invertebrate assemblage patterns were
explored according to beechnut density, soil order, and land-use history at the
stand-level using a CCA.
398 Northeastern Naturalist Vol. 19, No. 3
Results
There were significant differences in beech bark disease intensity levels
among trees among sites (fig. 2). Specifically, only ten percent of trees
sampled at the Champlain Valley site expressed signs of being in the killing or
aftermath phase (rank 3–5). Contrastingly, the highest disease infestation level
was noted in the Catskill site (29%), followed by the Adirondack and Green
Mountain sites (20%) (F = 21.13, P < 0.00001, d.f. = 3). Stand age varied by
site, which is reflected in the size of the trees sampled. The dbh of American
Beech trees was significantly different among the study sites (F = 3.48, P =
0.0154, d.f. = 3), with largest differences observed when comparing the Catskill
to the Green Mountain site. There was a significant correlation between diameter
at breast height and disease state (ϱ = 0.37452, P = < 0.0001), such that
trees with an average dbh of 15.3 cm had the most intense disease phenotype.
The trees with a disease state of 3, characterized by bark with intense cracking,
cankering, and crown and limb damage, had the largest average dbh at 20.9 cm,
while the trees with a disease level of 1, characterized by low to no sign of scale
or fungus, had the smallest average dbh at 8.4 cm.
figure 2. Relative abundance of American Beech trees in each disease intensity level at
each site in 2008: A) Catskill, B) Adirondack, C) Champlain Valley, D) Green Mountain.
Disease level is noted as 1 = very little or no sign of either causal agent (Cryptococcus
or Nectria); 2 = Cryptococcus present, bark beginning to crack, tree still shows vigor,
canopy at least 75% intact; 3 = bark heavily cracked, signifi cant cankering from Nectria
colonies, some crown damage or limb loss, canopy 25–75% intact; 4 = bark severely
cracked, large girdling cankers, signifi cant crown loss or snag, canopy <25% intact; and
5 = tree dead because of beech bark disease (Griffi n et al. 2003).
2012 D.E. Garneau et al. 399
Seed production per seed trap was not signifi cantly different among sites in
the fall of 2008 (F = 2.06, P = 0.117, d.f. = 3), as most buckets yielded moderate
mast abundance, and only a few collected in the Catskill site captured abundant
beechnut yield. Upon standardizing for site area, the Catskill site beechnut
production was 5.7, 4.1, and 2.2 times that of the Champlain Valley, Adirondack,
and Green Mountain sites, respectively (fig. 3). These 2008 mast data were
contrasted to the unproductive fall 2007, where 12.8 and 43.7 times fewer seeds
were collected in seed traps (n = 20/site) in the Catskill and Adirondack sites,
respectively (fig. 3).
The highest small-mammal species richness and evenness in 2008, as estimated
by the Shannon-Wiener index, occurred at the Champlain Valley site (Table 1).
Small-mammal richness declined from the Catskill, to the Green Mountain, and
the Adirondack sites, respectively (Table 1, fig. 4). In 2008, Woodland Jumping
Mice represented the largest percentage of small mammals captured in all sites
except for the Champlain Valley (fig. 4). The Green Mountain site contained
the greatest abundance of insectivores, such as Northern Short-tailed Shrews
and Sorex spp. (shrews), while the Adirondack site contained none. Deer Mice,
ubiquitous seed predators, were not captured at the Catskill site in 2008 (fig. 4).
These data can be contrasted to the preliminary trapping survey performed in
figure 3. Beechnut production (seeds/ha) in 2007 at A) Catskill and B) Adirondack sites
and at each site in 2008.
400 Northeastern Naturalist Vol. 19, No. 3
2007, where 70% (n = 55) and 75% (n = 68) of all captures at the Catskill and
Adirondack sites were Deer Mice (fig. 4).
Both biotic and abiotic variables were correlated with the structure of smallmammal
and invertebrate communities. Approximately 58% of cumulative
variance in our ordination of small-mammal species data was explained by standspecifi
c land-use history, soil factors, elevation, winter and fall precipitation in
2007, and winter, fall, and spring mean temperatures in 2007 (Monte-Carlo P =
0.1800; fig. 5). Less impacted historical land use occurred in sites where soil
type consisted of inceptisols with mixed mineralogy and mesic temperature regimes.
Likewise at higher elevations, mammals experienced lesser precipitation
figure 4. Relative abundance of small mammals captured at all American Beech trapping
sites, excluding all recaptured individuals. Trapping occurred June–July 2008 at four-day
intervals per site. A) Catskill (n2007 = 55, n 2008 = 16), B) Adirondack (n 2007 = 68, n 2008 =
44), C) Champlain Valley (n = 32), D) Green Mountain (n = 61).
Table 1. Shannon-Wiener diversity indices (H'), richness, and evenness (J) for species of small mammals
and families of invertebrates captured in June–July 2008 in four beech co-dominant sites.
Biodiversity index Catskill Adirondack Champlain Valley Green Mountain
H'mammals 1.332 0.680 1.800 1.319
Species richness 5 4 7 5
Jmammals 0.827 0.491 0.925 0.678
H'invertebrates 2.046 2.421 2.727 1.876
Family richness 30 46 36 37
Jinvertebrates 0.068 0.053 0.076 0.051
2012 D.E. Garneau et al. 401
in 2007. Additionally, approximately 85% of cumulative variance in our sitespecifi
c ordination of invertebrate family data was explained by land-use history,
beechnuts, and soil order (fig. 6). In particular, higher beechnut densities were
noted in the Catskill site where Carabidae abundance was high, as compared to
the greater importance of land-use history in the Adirondacks and soil order in
the Green Mountains and Champlain Valley.
Invertebrate family richness declined respectively from the Champlain Valley,
to the Adirondack, Catskill, and the Green Mountain sites, according to Shannon-
Wiener diversity indices (Table 1). Invertebrate family evenness values decreased
from the Champlain Valley, to the Catskill, Adirondack, and the Green Mountain
sites, respectively (Table 1). Among all sites, the most abundant invertebrate taxa
were Carabidae (ground beetle), Pulmonata (snail and slug), Staphylinidae (rove
beetle), Agelenidae (funnel-web spider), and Gryllidae (cricket). The Champlain
Valley site possessed the fewest representative Carabids, but did contain other
families such as Simuliidae (black fly), Geotrupidae (earth-boring dung beetle),
Chrysomelidae (leaf beetle), and Dolichopodidae (long-legged fly) that were
much less abundant at other sites. In terms of abundance, invertebrates were most
frequently captured at the Green Mountain site.
Discussion
Numerous factors have been known to influence the distribution and abundance
of small mammals and invertebrates in northern forests. In particular,
figure 5. Stand-specifi c canonical correspondence analysis (CCA) ordination of smallmammal
assemblages.
402 Northeastern Naturalist Vol. 19, No. 3
biotic factors such as mast abundance and forest disease might inhibit the survival
and reproduction of small mammals and ground-dwelling invertebrates. Our
research, as well as those of others, reveals that American Beech, at least in the
Adirondack Park (McNulty and Masters 2005), experience a bumper crop every
other year. Based on preliminary surveys of the Catskill and Adirondack forest
sites in 2007, we expected a lower capture rate of Peromyscus spp. the following
year (Jensen et al. 2012). Low Peromyscus spp. yields might result from less
available mast for these seed predators, as was noted in several northeastern US
locations in the fall 2007 (Jensen et al. 2012). Summer 2008 captures revealed a
higher percentage of Woodland Jumping Mice as compared to Peromyscus spp.
in all sites surveyed, except for the Champlain Valley. We did not anticipate the
figure 6. Site-specifi c invertebrate canonical correspondence analysis (CCA) ordination
(10 most abundant taxa) according to soil order, beechnuts, and land-use history.
2012 D.E. Garneau et al. 403
high capture rate of Woodland Jumping Mice, nor did we expect the number
of captures to exceed the number of captured Peromyscus spp. Kirkland and
Griffi n (1974) observed that Woodland Jumping Mice and Peromyscus spp. appear
to be complementary in population abundance trends, which might explain
the low numbers in alternating mast years. Brower and Cade (1966) explained
this complementary relationship as a function of population size and density of
ground cover, which might account for the trends in abundance from 2007–2008
at the Catskill and Adirondack sites. It is possible that changes in forest structure
to favor thickets of American Beech might promote this fi nding. Seed rain was
also an important factor explaining variance of invertebrate communities at the
Catskill site, where Carabidae, Agelenidae, and Calliphoridae (Blow Fly) responded
to higher levels of American Beech mast. Kelly et al. (2008) noted that
following a high mast year, greater abundances of senesced flowers in leaf litter
attracts predatory spiders, potentially explaining the increase of Agelenidae at the
Catskill site. These same researchers noted an increase in rodents and caterpillars
during this part of the American Beech cycle, which might explain the increases
in fecal/carrion-feeding species of the family Calliphoridae and larvae/pupaefeeding
Carabidae, respectively.
Forest disease can influence the northern forest community as has been noted
in many historic cases where loss of a foundation tree species (e.g., Ulmus
americana L. [American Elm], American Chestnut, and Eastern Hemlock) has
left behind wildlife assemblages that reflect adaptation to a different biotic and
edaphic regime (Ellison et al. 2005). In particular, studies have noted that time
since disease infestation, stand age, and prior land-use history can shape the
response of the forest community post-infestation (Feldhammer 1979, Hane
2005, McNulty and Masters 2005, McShea 2000). Morin et al. (2007) noted
that beech bark disease arrived in the Catskill and Green Mountain site in the
1960s, while the Adirondack and Champlain Valley were spared for another 15
years, perhaps a result of their topography. Recent cutting (i.e., surrogate for
stand age) did appear to explain the trends in mammals but not invertebrates;
however, average dbh and beech bark disease intensity level varied significantly
among sites in New York and Vermont (USDA Forest Service 2004b).
Because the moderate- and larger-size trees typically produce the most robust
seed mast, and are the trees targeted by disease, the food supply for beechnut
consumers was affected. Surveys of tree size at all sites yielded another unexpected
result: American Beech trees with the largest dbh did not exhibit the
most intense disease phenotype as predicted. Only the Catskill site displayed a
positive trend for enhanced disease in larger trees, which might be explained
because this site was continually forested and had not experienced the cutting
regime as at other sites. Early beech bark disease research suggested that this
disease typically strikes trees in more mature cohorts; however, more recent
research suggests that this correlation cannot be made at the stand level (Griffin
et al. 2003), as was similarly observed in this study. McNulty and Masters
(2005) noted that from 1989–2002, the majority of mature American Beech
trees >38 cm dbh in the central Adirondacks were no longer alive and that
404 Northeastern Naturalist Vol. 19, No. 3
the majority of smaller trees showed signs of disease. In their study, although
beech bark disease infection was greatest in larger trees, beechnut production
continued to rise. This observation suggests the potential that seeds recruited
into a population with disease might be better able to withstand the pest and
fungal attack. Additional explanations might be that American Beech thickets
have been known to increase the abundance of nut-producing tissues, thereby
increasing nut yield in a diseased forest (Lucas et al. 2005, McNulty and Masters
2005) or that stressed trees increase their reproductive investment (Hagen
et al. 2003). The Catskill site had the greatest yield of mast in 2008 and contained
the highest density of trees in the aftermath disease stage (29%), which
indicates that this site might be exhibiting enhanced mast production as a regenerating
thicket and its inhabitants might be better maintained than at other
sites. Thicket structure has been found to create unique microhabitat topography
which provides escape cover, food, and burrow or nest structures (Iiada
2006).We predicted capture rates of beechnut seed predators to be highest at
this site; however, we found a predominance of Woodland Jumping Mice (i.e.,
fungal and seed consumers) and Northern Short-tailed Shrews (i.e., insectivores)
along with fewer members of the seed predator guild.
Of additional importance, land-use history was a strong predictor of community
composition at these sites. Orwig and Abrams (1994) noted that oak-pine
forest communities were linked closely to post-settlement land-use histories
(e.g., logging, farming, charcoal and iron industry demands, fire). In particular,
land-use history explained the majority of the variance of mammal species and
invertebrate families at the Adirondack site. The Huntington forest site in the
Adirondacks was not only the target of a selective cut on several occasions,
but also was treated with pesticides, resulting in a more disturbed habitat than
the other sites surveyed. The Adirondack site also possessed the lowest species
richness of mammals and highest family richness of invertebrates. In the
Adirondacks, higher densities of Woodland Jumping Mice, a species known to
eat fungus, might be a response to the presence of fungalphilic invertebrates
such as crickets and Opiliones (harvestmen). Given that leaf fall is the source of
nutrients for a variety of phytophagous insects, changes in invertebrate composition
are a good indicator of flux in overstory forest composition, as in the case
of disease. All sites were dominated by Carabidae, except for the Champlain
Valley. Carabidae are easy to catch in pitfall traps, and sampling bias may have
limited the capture of other species (Seldon and Beggs 2010). The relatively
minimal catch of Carabidae in the Champlain Valley site may be the result of a
logging history within the W.H. Miner Experimental Forest. Carabidae prefer
more complexly managed forest microhabitats (Werner and Raffa 2000); the
Champlain Valley site has historically experienced timber harvest and the forest
is situated in an agricultural region, resulting in heterogeneous structural complexity.
The prevalence of slugs in the Green Mountain site might result from
the dense, mature understory vegetation.
Much research has centered on the role of edaphic and site factors in influencing
forest community assemblages (Feldhammer 1979, Nowacki et al. 1990).
2012 D.E. Garneau et al. 405
Soil order, pH, slope, aspect, and climatic factors are often important in plant
establishment and growth patterns that direct the ecology of phytophagous and
predatory species of mammals and invertebrates. Although abiotic factors (e.g.,
temperature, precipitation, elevation, and soil characteristics, date of beech bark
disease arrival, recent cutting, and land-use history) helped explain wildlife patterns
at our sites, the relationship between these variables and the communities
was not statistically signifi cant. Warmer seasonal temperatures experienced at
the Castkill site perhaps contributed to the highest mast yield of any site. Higher
elevation and lower fall and winter precipitation in 2007 in the Adirondack and
Catskill sites were important predictors for small-mammal assemblages. Wetter
soils increase fungal abundance and might explain the presence of Northern Flying
Squirrels in the Champlain Valley alone. Additionally, seed predators such
as Deer Mice and Tamias striatus L. (Eastern Chipmunk) may have responded
to increases in seed production following a rainy year, thus contributing to the
highest small-mammal richness realized at this site. Additionally, the lag in onset
of the disease at this site might have facilitated increased richness in the mammal
assemblage. In the future, trapping during periods of high mast, in addition
to non-mast years, should increase small-mammal and invertebrate abundance
and allow for greater strength when comparing communities using multivariate
statistical approaches.
Soil order, which was predictive of invertebrate species, separated the Catskill
site from all others. Soils of the Catskills are less developed inceptisols, as compared
to the spodosols in the Adirondack, Champlain Valley, and Green Mountains.
Additionally, the Catskill site experienced a late spring frost on Julian day 150, as
compared to day 142 at all other sites. Late frost can affect plant phenology and
overwintering success of small mammals (Goodrum et al. 1971, Sork et al. 1993),
perhaps explaining our lowest mammal abundances in the Catskills. Shrew species,
in particular Northern Short-tailed Shrew are associated with the previous
year’s mean winter precipitation, especially at the Catskill site. Both Sorex spp.
and Northern Short-tailed Shrew had dramatically different abundances across the
four sites. There were no shrews captured in 2008 at the Adirondack site, as compared
to their comprising 35% of the yield in the Catskill site (30% Sorex spp., 5%
Northern Short-tailed Shrew). Contrastingly, in 2008 at the Green Mountain site,
10% of the insectivore yield was Sorex spp. as compared to 30% Northern Shorttailed
Shrew. The Champlain Valley site had a Northern Short-tailed Shrew capture
rate of 30%, but lacked Sorex spp. A study performed in a south-central Pennsylvanian
forest found a relatively high capture of Soricids in comparison to other small
mammals (McCay and Storm 1997), providing support that our disease-disturbed
forests exhibit similar trends to those that are anthropogenically disturbed (e.g.,
logging). We expected stands more severely damaged by beech bark disease to
possess the greatest abundance of invertebrates and insectivores; however, the
Green Mountain site, with the highest invertebrate yield, resulted in moderate insectivore
captures. Additionally, the Adirondack site, which possessed 1.8 times
fewer invertebrates, produced no insectivore captures. Pitfall traps were successful
in capturing Carabids and Pulmonata at these sites.
406 Northeastern Naturalist Vol. 19, No. 3
In conclusion, results from this study demonstrate that linking small-mammal
and invertebrate biodiversity patterns to regional forests experiencing beech
bark disease can be diffi cult. Patterns of forest structure and composition, mast,
forest-floor invertebrates, and higher-order predators may be linked in both direct
and indirect pathways, making it diffi cult to predict wildlife patterns from one year
to the next (Lucas et al. 2005). Mast was not found to be the most signifi cant predictor
of wildlife richness patterns at beech bark disease-infested sites, rather date
of infestation, as well as abiotic (e.g., previous-year precipitation and temperature,
land-use history, recent cutting regimes) and edaphic (e.g., soils) factors were
important. This study provides a baseline inventory of wildlife species inhabiting
forests in the aftermath phase of beech bark disease. Dynamics of forest structure,
mast, seed predators, and prey are influenced by year and season, as well as abiotic
and other biotic conditions, which call for multi-year surveys to reveal correlations
between forest pathogens and wildlife patterns.
Acknowledgments
Many thanks to researchers who granted permissions and support with fi eld site
history and logistics, specifi cally Benjamin Snyder, Director of Natural Resources and
Environmental Science at the Frost Valley YMCA, Stacy McNulty and Charlotte Demers
of the Adirondack Ecology Center SUNY Environmental Science and Forestry (ESF),
Herbert Boyce of Northwoods Forest Consultants, both Kirk Beattie and Stephen Kramer
of the W.H. Miner Agricultural Research Institute, as well as Lisa Thornton, the stewardship
forester at Vermont fish and Wildlife. Many thanks to Rachel Schultz and Timothy
Mihuc (SUNY Plattsburgh), as well as Kristine Hopfensperger (Northern Kentucky University)
for their assistance with statistical analysis and Erin Bradshaw Settevendemio
(SUNY Plattsburgh/University of Florida) for assistance in seed-trap collection. Additional
gratitude to Robert Fuller (SUNY Plattsburgh) for his tutelage in soil terminology,
Janet Mihuc (Paul Smith’s College) for invertebrate consultation, and Drs. Kenneth
Adams and Christopher Martine (SUNY Plattsburgh/Bucknell University) for manuscript
review. We wish to thank the Colgate University research council for discretionary funds
that supported this project. finally, we wish to thank the editor and 2 anonymous reviewers
for valuable constructive criticism, which resulted in a thorough revaluation of our
data and fi ndings.
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