Gapeworm (Syngamus trachea) Infection in First-Year European Starlings (Sturnus vulgaris) from Urban Airports in Northeastern USA
Zhuoxue Chen1* and Suzanne C. Sukhdeo2
1Graduate Program in Ecology and Evolution, and 2Department of Ecology, Evolution and Natural Resources, Rutgers University, 14 College Farm Road, New Brunswick, NJ 08901, USA. *Corresponding Author
Urban Naturalist, No. 65 (2023)
Abstract
First-year fledgling Sturnus vulgaris (European Starlings) (n = 773) were trapped from May to September in 2018 and 2019 at four local airports (EWR, TEB, JFK, and LGA) in the northeast USA. Overall, these birds had significant infections with the parasite Syngamus trachea (Gapeworm). In 2018, the mean prevalence of infection was 42.7%, and in 2019 the mean prevalence was 59.1%. The results suggest that rainfall was an important factor both in the levels of infection and in the seasonality of infections in these birds. This was most likely mediated by the effects of rainfall on earthworm behavior (the intermediate host carrying the infective larvae of these parasites). There was a strong negative correlation between the size of the bursa of Fabricius and infection levels of the parasites, with smaller bursae occurring in the birds with heav ier infections.
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Urban Naturalist
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2023 Urban Naturalist 65:1–11
Gapeworm (Syngamus trachea) Infection in First-Year
European Starlings (Sturnus vulgaris) from Urban Airports
in Northeastern USA
Zhuoxue Chen1* and Suzanne C. Sukhdeo2
Abstract. First-year fledgling Sturnus vulgaris (European Starlings) (n = 773) were trapped from May
to September in 2018 and 2019 at four local airports (EWR, TEB, JFK, and LGA) in the northeast
USA. Overall, these birds had significant infections with the parasite Syngamus trachea (Gapeworm).
In 2018, the mean prevalence of infection was 42.7%, and in 2019 the mean prevalence was 59.1%.
The results suggest that rainfall was an important factor both in the levels of infection and in the
seasonality of infections in these birds. This was most likely mediated by the effects of rainfall on
earthworm behavior (the intermediate host carrying the infective larvae of these parasites). There was
a strong negative correlation between the size of the bursa of Fabricius and infection levels of the
parasites, with smaller bursae occurring in the birds with heav ier infections.
Introduction
Syngamus trachea M. (Gapeworm) are parasitic nematodes that infect birds’ tracheas and
cause respiratory distress by clotting their airways (Akand et al. 2020). The parasite causes
coughing, wheezing and open-mouthed breathing called gaping. Since the first public record
of gapeworm-caused disease in 1797 by Wiesenthall (Wiesenthall 1797), we know that gapeworm
has thrived in wild birds and poultry for more than two hundred years. Sturnus vulgaris
L. (European Starlings) have been an invasive species in North America since the 1890s, and
they are highly attached to urban settings (Belinsky et al. 2019). Starlings have a broad diet
range, and their preferences for invertebrates and insect larvae during nesting season (Linz
et al. 2018) make them good hosts for this parasite. Infection can occur when the birds feed
on the encysted parasite larvae in their own feces (rare); typically, however, infections come
from ingesting larval stages in earthworm intermediate hosts (Clapham 1934). The parasite
has low host specificity and is known to infect both wild and domestic bird species, including
European Starlings. This has long raised concerns for potential epizootic problems (Campbell
1935, Lewis 1925). Starlings are considered to be good reservoirs for the parasite and easily
transmit gapeworms to local birds (Valente et al. 2014). Small open backyard poultry operations,
or free-range chicken and turkeys, might have more contact with wild birds and face
higher potential risks of infection (Akand et al. 2020, Carrisosa et al. 2021).
The population dynamics of parasites in avian hosts have been poorly investigated,
primarily because of the difficulties in getting collection permits. The current study was
made possible because invasive species like the European Starling are routinely depredated
at local airports in an effort to reduce bird-aircraft collisions, and the carcasses are available
to museums and universities. The purpose of this study was to investigate gapeworm
infections in European Starlings from four local airports. Our findings indicate the presence
1Graduate Program in Ecology and Evolution, and 2 Department of Ecology, Evolution and Natural
Resources, Rutgers University, 14 College Farm Road, New Brunswick, NJ 08901, USA. *Corresponding
author – zc165@scarletmail.rutgers.edu
Associate Editor: Michael McKinney, University of Tennessee
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of seasonal patterns in parasite prevalence and infection levels, highlighting the potential
significance of rainfall as an important abiotic factor influencing gapeworm infection dynamics.
Materials and Methods
Sample collections
From May to September in 2018 and 2019, a total of 773 first-year fledgling Sturnus
vulgaris (European Starlings) were captured at four local airports in the Northeast USA;
Newark Liberty International Airport (EWR), Teterboro Airport (TEB), John F. Kennedy
International Airport (JFK), and La Guardia Airport (LGA). US Fish & Wildlife Service
(FWS) routinely depredates birds at airports to reduce bird/aircraft collisions. Starlings
were trapped, euthanized, and frozen by FWS. Sample sizes and sampling times varied
between airports because FWS officials at each airport were trapping birds on different
schedules.
Necropsy
Starling carcasses were frozen when collected from FWS and kept frozen (-20oC freezer)
until necropsy was performed, at which time they were thawed in warm water. The dates of
capture and necropsy were recorded, and 8 bird metrics were collected: total body length,
head length (including beak), right wing length, tail feather length, bird weight, and the
weights of proventriculus and gizzard, spleen, and Bursa of Fabricius. Bird body lengths
(bill-to-tail length) were measured in thawed birds by laying the bird on its back, flattening
the head, and measuring from tip of bill to tip of the tail. The right wing of each bird was
measured by gently flattening the wing and measuring the maximum length. Tail feather
length was measured from the base of the tail to the longest fe ather length.
For the necropsy, an incision was made from the bottom of the sternum to the base of the
beak. The trachea was cut and separated from the gastrointestinal tract at the trachea-crop
junction. A longitudinal incision was made along the entire length of the trachea and examined
for gapeworms, which are large, red, and easily visible. Gapeworms were carefully
removed and counted. The majority of gapeworms recovered were mature, but occasionally
immature gapeworms were found and noted.
Temperature and rainfall data
Average monthly temperatures and rainfall data was collected from the Weather Underground
site (Weather Underground 2022). For EWR, JFK and LGA, average temperature
and rainfall were collected from each airport site. However, TEB (Teterboro Airport) did not
have its own weather station, so the data for TEB is from the city of Teterboro. For rainfall
model simulation, the rainfall data were derived from CHIRPS Precipitation Data available
on NOAA’s Environmental Research Division Data Access Program (ERDDAP) website
(Simons 2022), the time resolution is 5 days, and the unit of r ainfall level is in mm.
Data analysis
Intensity denotes the abundance of worms in a bird, and mean intensity was calculated
as the mean number of parasites within infected birds in a sample. Infection is defined as
the presence of parasites in the host, and intensity and prevalence (the percentage of the
population infected), are key indicators used in parasitological studies to assess parasite
population dynamics.
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Welch’s t-test was used to test differences between the two collection years for gapeworm
infection, bird weight, bursa weight, and spleen weight. We used Pearson’s productmoment
correlation test to measure the correlation between each bird metric and gapeworm
abundance (gapeworms per bird). To investigate the difference in parasite infection between
two years while controlling for the potential effects of sampling location and month, we
considered factors that could have influenced the observed differences. For instance, the
variation could have been due to sampling a higher number of birds during months when
the prevalence of gapeworm infection was higher in 2019. Additionally, it could have been
influenced by sampling more birds from populations with a higher prevalence of the parasite
in 2019. To address these considerations, we fitted a generalized linear mixed-effects
model (GLMM) with negative binomial distribution (glmer.nb) in the lme4 package (Bates
et al. 2015), treating the number of parasites as the count response variable. We included
sample month and location (specifically, the airport) as random factors to account for their
potential impact. The year was treated as a fixed factor in the analysis. By incorporating
these factors into the model, we aimed to mitigate any confounding effects and obtain a
more accurate understanding of the differences in parasite infection between the two years.
We also examined the impact of rainfall levels on parasite abundance by fitting a GLMM
with negative binomial distribution. The GLMM included the rainfall level 20 days prior
to the bird collection date as the explanatory variable, while the response variable was the
abundance of gapeworm infection. Additionally, we accounted for the potential effects of
airports of bird collection by setting it as random ef fects in the model.
To understand the correlation between parasite infection and bird immune system,
GLMM with negative binomial distribution were fitted by using bird weight, bursa, or
spleen weight (g) as explanatory variable and gapeworm abundance as response variable;
month and airports of bird collection were set as the random effects. To avoid the effect of
bird weight on bursa and spleen size, we used the ratio between bursa or spleen weight, and
bird weight, to run the GLMM model. Analyses were performed in R Version 4.2.2 (R Core
Team 2022) using the package “DHARMa” (Hartig 2018).
Results
First-year fledgling European Starlings (n = 773) were trapped from May–September
in 2018 and 2019 at four local airports (EWR, TEB, JFK and LGA) in the northeast USA.
Overall, in 2018, the mean intensity (number of parasites in an individual bird) of gapeworms
was 1.82 (range: 1–14), and the mean prevalence (percent of population infected)
was 42.7%. Infection levels were higher in 2019 with mean intensity of gapeworm at 2.86
(range: 1–15), and the mean prevalence was 59.1%. Gapeworm abundance in 2018 was significantly
lower than infections in 2019 (Welch’s t-test: t = 6.95, P = 8.59e-12; Fig. 1). The
GLMM model, which controlled for sampling location and month, supported this finding
by revealing a significant correlation between year and gapeworm abundance (coefficient =
0.7118, SE = 0.1086, z-value = 6.557, p-value = 5.48e-11). Gapeworm abundance varied
over the season, and June and July counts from both years showed the highest gapeworm
prevalence and intensity values at all four airports (Table 1). In 2018, gapeworm prevalence
reached its peak in July (52.1%) and June had the highest gapeworm intensity (2.24; range:
1–14). In 2019, the peak prevalence (81.3%) and intensity (3.64; range: 1–8) occurred in
July (Fig. 1).
According to the Pearson’s product-moment correlation test, no significant correlations
were found between infection level and most of the metrics collected in this study (bird
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weight: r(757) = 0.0214, p = 0.556; wing length: r(614) = 0.0432, p = 0.285; head-beak
length: r(610): -0.0416, p = 0.304; intestine length: r(730) = 0.0553, p = 0.135; gizzard
weight: r(742) = -0.0475, p = 0.195). Although the bird body length was significantly cor -
related with the infection level, the Pearson correlation coefficient did not show a strong
negative correlation (r(755) = -0.0860, p = 0.0180). There were no significant differences
between bird weights in 2018 and 2019 (Welch’s t-test: t = 0.968, P = 0.334). The mean
weight for the starlings in 2018 was 65.4 ± 0.42 g, and the mean weight in 2019 was 65.9
± 0.40 g. The spleen weight did not show significant difference between the two years
(Welch’s t-test: t = 0.539, P = 0.590). The mean spleen weight was 0.165 ± 0.011g in 2018
and 0.171 ± 0.005 g in 2019. Differences between mean bursa weight for 2018 and 2019
are significant (Welch’s t-test: t = 2.75, P = 0.00622). The mean bursa weights were 0.131
± 0.005 g and 0.147 ± 0.003 g in 2018 and 2019, respectively .
Figure 1. Comparisons between
rainfall level and
gapeworm infections in
2018 and 2019.
A. Gapeworm infection
levels for 2018 and 2019.
B. Mean monthly rainfall
levels for 4 airports. Rainfall
data are derived from
airport weather stations.
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Table 1. Number of starlings caught in each airport, monthly gapeworm intensity and prevalence in 2018 and 2019 from four airports.
EWR JFK LGA TEB
Month
Year
# of
birds Intensity Prevalence # of
birds Intensity Prevalence # of
birds Intensity Prevalence # of
birds Intensity Prevalence
June 2018 42 1.44 38% 23 2.18 48% 0 - - 16 4.14 44%
July 2018 35 1.50 23% 28 2.13 54% 53 1.34 72% 30 1.67 50%
August
2018 13 1.00 8% 33 2.25 36% 38 1.85 34% 29 1.79 48%
September
2018 16 1.50 13% 0 - - 0 - - 0 - -
May 2019 16 3.30 63% 0 - - 0 - - 0 - -
June 2019 30 3.43 70% 40 4.09 83% 21 3.10 95% 0 - -
July 2019 35 2.47 43% 42 2.83 69% 40 2.54 60% 40 3.29 53%
August
2019 36 1.88 44% 40 2.36 35% 13 3.33 46% 29 1.67 62%
September
2019 0 - - 1 - 0% 0 - - 20 1.55 55%
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Two linear models suggested significant effects between bird weight and spleen and
bursa size (p-value: bursa: < 2.20e-16; spleen: < 2.20e-16). This indicated the possible
effects of bird weight and thus the bursa (spleen) and body weight ratio were used to run
the gapeworm infection model. The bursa GLMM model showed a significant negative correlation
between bursa weight and gapeworm infection, with smaller bursae occurring in
the birds with heavier infections (coefficient = -11.27, SE = 4.99, z-value = -2.258, p-value
= 0.0240; Fig. 2). No significant correlation between the gapeworm infection and spleen
weight was detected (coefficient = -5.74, SE = 3.53, z-value = -1.628, p-value = 0.1036;
Fig. 3), but we can still observe a negative relationship with the model prediction. The
GLMM model for rainfall level suggested that the rainfall can be a potential factor which
influences the gapeworm abundance (coefficient = 0.009489, SE = 0.004061, z-value =
2.337, p-value = 0.0194; Fig. 4). Our evaluation of the model’s fit using the DHARMa package
revealed no alerts or discrepancies, indicating a good fit of the statistical model to the
data. The QQ plot displayed a diagonal line, suggesting that the observed quantiles closely
matched the expected quantiles under the assumed distribution. Additionally, the Residuals
vs. Predicted plot demonstrated a random scatter of residuals around zero, indicating no
systematic patterns or deviations. These findings provide evidence for the adequacy of our
model in capturing the underlying relationships within the data .
Figure 2. Relationship between gapeworm abundance and the ratio between
bursa of Fabricius and bird weight. The model was fitted by using combined
2019 and 2018 data, and it shows the significant negative correlation between
bursa weight and gapeworm infection. The trendline used a loess regression
the confidence interval is grey.
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Figure 3. Relationship
b e t w e e n g a p e w o r m
abundance and the ratio
between spleen and
bird weight. The model
was fitted by using combined
2019 and 2018
data, and it shows the
negative correlation
between bursa weight
and gapeworm infection.
The trendline used
a loess regression and
the confidence interval
is grey.
Figure 4. Relationship
b e t w e e n g a p e w o r m
abundance and rainfall
level 20 days prior to the
bird collection date. The
model was fitted by using
combined 2019 and
2018 data, and it shows
the positive correlation
between rainfall level
and gapeworm infection.
The trendline used
a loess regression and
the confidence interval
is grey.
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Discussion
The results of this study indicate that wild-caught starlings in the Northeast US have
significant infections with gapeworm parasites. Infection prevalence was as high as 95% in
some samples, and with up to 4 worm pairs recovered from a single bird. Infections varied
greatly across months, and there were significant differences in prevalence and infection
intensity between 2018 and 2019. The data suggests that differences in parasite infection
levels between the collection years might have been driven by differences in rainfall, and
much less by differences in average temperatures between the two years. While no correlations
were found between infection level and most of the metrics collected in this study
(weight, size, organ weights), analysis reveals that there was a negative correlation between
the size of the bursa of Fabricius and infection level of the parasites, with smaller bursae
occurring in the birds with heavier infections.
The size of the Bursa of Fabricius is often used as a proxy for the immune response
in birds (Møller et al. 1996, 1998). This study found that starlings with higher infection
levels tended to have smaller bursae. The significance of this finding is not clear because
the effects of parasites on the size of the bursa are still being debated. In some ectoparasite
studies, bursal size was negatively associated with elevated parasite infections (Stenkewitz
et al. 2014). However, infections with protozoan parasites like Eimeria tenella T. can have
the opposite effect and result in an increase in bursal size (Zhou et al. 2015). The bursa is an
important part of the immune response to pathogens because it is a central lymphoid organ,
required for development of the antigen-specific B cell repertoire (Glick 1983). The size of
the bursa reflects its cell population, and thus its antibody production (Roulin et al. 2001).
Although in commercial operations, the Bursal-Body index (BB index) is a tool to assess the
health status of chickens (Raji et al. 2017), bursal size as a correlate of parasite infections
may not be an appropriate metric. In chickens, inter-individual differences occur in the size
of this organ because bursal size is influenced by many factors including sex, breed, rearing
conditions, age, disease and parasitism (Cazaban et al 2015). The immune role of bursa is
primarily important for young birds (Glick 1983) and may be indicating a strong response
to infection in our sample, but these data can only be taken as suggestive on the role of the
bursa in gapeworm infections.
Our results suggest that rainfall can be an important factor that contributes to seasonal
gapeworm infection by influencing earthworm behavior. We used several statistical models
to explore the population dynamics of gapeworms and eliminate p otential factors influencing
their abundance. The GLMM model indicates a significant correlation between year
and gapeworm abundance, suggesting variations in gapeworm abundance in 2018 and
2019. Furthermore, the GLMM model for rainfall suggested that rainfall could potentially
influence gapeworm abundance. The evaluation of the model’s fit indicated a good match
between the observed and expected quantiles, with no systematic patterns or deviations in
the residuals. These findings provide evidence supporting the adequacy of the model in
capturing the underlying relationships within the data and support the notion that rainfall
was related to parasite infection. A previous study reported that temperature and humidity
were both positively associated with gapeworm larval abundance in soil, but concluded
that rainfall had very little effect (Gething et al. 2015). However, the indirect effects of
rainfall via the earthworm intermediate host may be more important in transmission than
larval abundance. Starlings are primarily infected by ingesting larval stages of the parasite
contained inside infected earthworms, and rarely get infected directly from ingesting larvae
in the soil (Clapham 1934). Earthworms exchange gases through their skins, and this is one
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explanation why rain brings earthworms to the surface where they are more easily predated
on by the birds (Onrust et al. 2019). Thus, rain can influence the encounter rates between
infective earthworms and starlings. It is notable that just like starlings, a large number of
earthworm species in North America are also invaders from Europe (James and Hendrix
2004, Linz et al. 2007), and the parasite life cycle is well-adapted to the biology of these
two hosts. In sparrows, parasites tend to be more prevalent in yearling birds than full adults
(Holand et al. 2013). The birds in our study were yearlings and yearlings tend to prefer
invertebrates like earthworms and some insect larvae (Linz et al. 2018). If infection levels
are related to rainfall via the effects on earthworm behavior, it follows that the seasonal
patterns of rainfall will also predict the seasonal variation in levels of parasite infections in
the birds, as was observed.
From a practical point of view, the high levels of parasite infection in these wild birds
suggest that an important consideration might be potential epizootics. This parasite has low
host specificity, and infections in wild European Starlings have long raised the concern for
epizootics (Campbell 1935, Lewis 1925). Backyard poultry farming is increasing in urban
settings in the United States (Cadmus et al. 2019, Elkhoraibi et al. 2014, Pollock et al.
2012), and wild birds like starlings which are highly attached to urban settings will increase
the transmission rate of gapeworm and other avian parasites.
In summary, this study demonstrates that infections with the nematode gapeworm
parasite Syngamus trachea are endemic and highly prevalent in wild-caught starlings in
northeast USA. The data suggests that rainfall may be an important abiotic factor in bird
infections, probably through the higher availability of earthworm intermediate hosts during
periods of high rainfall. It should be noted that there are some limitations regarding
our analyses. Sample sizes were uneven because of the dependence on US Fish & Wildlife
Service to collect the samples, and it may require greater than two years of data to more
accurately define the relationship between rainfall and gapeworm infection.
Acknowledgements
We would like to thank Michael V. K. Sukhdeo, Darrell Jones, HoJun Cha, Janet Cumbe-
Collaguazo and Christopher Eddy for helping with necropsies. Special thanks to two anonymous
reviewers for their statistical advice. We also thank the wildlife staff at The Port Authority of NY &
NJ, USDA APHIS Wildlife Services-NJ (Cornelie Spurfeld for EWR and Terri Riotto for TEB), and
Wildlife Services-NY (Melissa Malloy for JFK and Victoria Olmstead for LGA for their assistance in
acquiring the European Starling specimens.
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